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Dia-D Program: propositional essay of an educational intervention for self-management in type 2 diabetes

Abstract

Objective

to present the Diabetes em Dia (Dia-D) Program: an educational intervention for self-management in type 2 diabetes, focused on promoting healthy eating, being active, and taking medication, among adults with type 2 diabetes.

Method

a propositional essay of complex intervention based on two behavioral models: The ADCES7 Self-Care Behaviors™ (Association of Diabetes Care and Education Specialists); and the Behavior Change Wheel (BCW).

Results

BCW’s conceptual framework “Capability, Opportunity, Motivation-Behaviour (COM-B)” made it possible to define the determinants of target behaviors. Based on these, interventions were proposed, such as training, enablement, education, environmental restructuring, persuasion, service provision, guidelines, and communication. Behavior change techniques (demonstration and self-monitoring of behavior, information on health consequences, among others) underpinned the intervention content.

Final considerations and implications for practice

the theoretical models enabled the structuring of an educational intervention with an emphasis on proposing strategies for behavior modification, a central component in caring for people with diabetes. The relevance of adopting behavioral models in health education planning and the complex nature of the intervention design stand out.

Keywords:
Self-Management; Type 2 Diabetes; Chronic Disease; Patient Education as Topic; Health Education

Resumo

Objetivo

apresentar o Programa Diabetes em Dia (Dia-D): uma intervenção educativa para autogerenciamento do diabetes tipo 2 focada em promover alimentação saudável, prática regular de atividade física e uso correto de medicamentos entre adultos com diabetes tipo 2.

Método

ensaio propositivo de intervenção complexa, fundamentado em dois modelos comportamentais: The ADCES7 Self-Care Behaviors™ (Associação de Especialistas em Cuidados e Educação em Diabetes); e Behaviour Change Wheel (BCW).

Resultados

a estrutura conceitual “Capability, Opportunity, Motivation-Behaviour (COM-B)” do BCW possibilitou a definição dos determinantes dos comportamentos-alvo. A partir desses, foram propostas as intervenções de treinamento, capacitação, educação, reestruturação ambiental, persuasão, provisão de serviços, diretrizes e comunicação. Técnicas de mudança de comportamento (demonstração e automonitorização do comportamento, informações sobre consequências de saúde, entre outras) alicercearam o conteúdo da intervenção.

Considerações finais e implicações para prática

os modelos teóricos possibilitaram a estruturação de intervenção educativa com ênfase na proposição de estratégias para modificação de comportamentos, componente central no cuidado a pessoa com diabetes. Destaca-se a relevância de adoção de modelos comportamentais no planejamento da educação em saúde e o caráter complexo no delineamento da intervenção.

Palavras-chave:
Autogestão; Diabetes Tipo 2; Doença Crônica; Educação de Pacientes como Assunto; Educação em Saúde

Resumen

Objetivo

presentar el Programa Diabetes em Dia (Dia-D): una intervención educativa para el automanejo de la diabetes tipo 2 enfocada en promover la alimentación saludable, la actividad física regular y el uso correcto de medicamentos, entre adultos con diabetes tipo 2.

Método

ensayo de propósito de intervención complejo basado en dos modelos conductuales: The ADCES7 Self-Care Behaviors™ (Association of Diabetes Care and Education Specialists); y Behavior Change Wheel (BCW).

Resultados

el marco conceptual de la BCW “Capacidad, Oportunidad, Motivación-Comportamiento (COM-B)” permitió definir los determinantes de las conductas objetivo. A partir de estos, se propusieron intervenciones de entrenamiento, empoderamiento, educación, reestructuración ambiental, persuasión, prestación de servicios, directrices y comunicación. Las técnicas de cambio de comportamiento (demostración y autocontrol del comportamiento, información sobre las consecuencias para la salud, entre otras) sustentaron el contenido de la intervención.

Consideraciones finales e implicaciones para la práctica

los modelos teóricos posibilitaron la estructuración de una intervención educativa con énfasis en la propuesta de estrategias para la modificación de la conducta, componente central en el cuidado de las personas con diabetes. Destaca la relevancia de adoptar modelos conductuales en la planificación de la educación para la salud y la complejidad del diseño de la intervención.

Palabras clave
: Automanejo; Diabetes Mellitus tipo 2; Enfermedad Crónica; Educación del Paciente como Asunto; Educación en Salud

INTRODUCTION

Diabetes management continues to be a global challenge, as there is evidence of a lack of effectiveness in the health care of people with diabetes.11 Bello-Chavolla OY, Aguilar-Salinas CA. Diabetes in Latin America. In: Dagogo-Jack S, editor. Diabetes Mellitus in developing countries and underserved communities. Memphis: Springer; 2017. p. 101-26 http://dx.doi.org/10.1007/978-3-319-41559-8_7.
http://dx.doi.org/10.1007/978-3-319-4155...
Epidemiological data on diabetes in Latin America have indicated that the region has the lowest rates of achieving treatment goals related to glycemic and metabolic control. Among these data, a study in Brazil stands out in which only 48.5% of people with type 2 diabetes had glycated hemoglobin values below 8%.11 Bello-Chavolla OY, Aguilar-Salinas CA. Diabetes in Latin America. In: Dagogo-Jack S, editor. Diabetes Mellitus in developing countries and underserved communities. Memphis: Springer; 2017. p. 101-26 http://dx.doi.org/10.1007/978-3-319-41559-8_7.
http://dx.doi.org/10.1007/978-3-319-4155...

An extensive review of more than 280 publications on the prevalence, awareness, treatment and control of diabetes mellitus in Latin America indicated that glycemic control (HbA1C less than 7%) was only achieved by 3% to 54% of people with diabetes; blood pressure control, by 25% to 67%; and lipid control, by 12% to about 53%. Achieving all of these goals together peaked at nearly 10% of findings.22 Avilés-Santa ML, Monroig-Rivera A, Soto-Soto A, Lindberg NM. Current state of diabetes mellitus prevalence, awareness, treatment, and control in Latin America: challenges and innovative solutions to improve health outcomes across the continent. Curr Diab Rep. 2020 out;20(11):62. http://dx.doi.org/10.1007/s11892-020-01341-9. PMid:33037442.
http://dx.doi.org/10.1007/s11892-020-013...

Education for diabetes self-management, usually referred to as education for self-management, is recognized as an essential approach to controlling the disease and, therefore, should be part of the health care of people with diabetes, aiming at effective care.33 Beck J, Greenwood DA, Blanton L, Bollinger ST, Butcher MK, Condon JE et al. 2017 national standards for diabetes self-management education and support. Diabetes Educ. 2019 dez;46(1):46-61. http://dx.doi.org/10.1177/0145721719897952. PMid:31874594.
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,44 Davis J, Fischl AH, Beck J, Browning L, Carter A, Condon JE et al. 2022 national standards for diabetes self-management education and support. Diabetes Care. 2022 jan;45(2):484-94. http://dx.doi.org/10.2337/dc21-2396. PMid:35050365.
http://dx.doi.org/10.2337/dc21-2396...
This theoretical-methodological approach to health education is based on the integration of knowledge and skills necessary to promote self-care in diabetes.55 Powers MA, Bardsley J, Cypress M, Duker P, Funnell MM, Fischl AH et al. Diabetes self-management education and support in type 2 diabetes: a joint position statement of the American Diabetes Association, the American Association of Diabetes Educators, and the Academy of Nutrition and Dietetics. Diabetes Educ. 2017 fev;43(1):40-53. http://dx.doi.org/10.1177/0145721716689694. PMid:28118121.
http://dx.doi.org/10.1177/01457217166896...
,66 Powers MA, Bardsley J, Cypress M, Funnell MM, Harms D, Hess-Fischl A et al. Diabetes self-management education and support in adults with type 2 diabetes: a consensus report of the American Diabetes Association, the Association of Diabetes Care & Education Specialists, the Academy of Nutrition and Dietetics, the American Academy of Family, Physicians, the American Academy of PAs, the American Association of Nurse Practitioners, and the American Pharmacists Association. Diabetes Educ. 2020 ago;46(4):350-69. http://dx.doi.org/10.1177/0145721720930959. PMid:32510275.
http://dx.doi.org/10.1177/01457217209309...

Educational programs centered on diabetes self-management have demonstrated the effectiveness of this education model, expressed in positive health outcomes. Associated benefits include achieving clinical goals, reducing hospital admissions and readmissions, as well as health costs, due to the reduced risk of complications associated with diabetes.55 Powers MA, Bardsley J, Cypress M, Duker P, Funnell MM, Fischl AH et al. Diabetes self-management education and support in type 2 diabetes: a joint position statement of the American Diabetes Association, the American Association of Diabetes Educators, and the Academy of Nutrition and Dietetics. Diabetes Educ. 2017 fev;43(1):40-53. http://dx.doi.org/10.1177/0145721716689694. PMid:28118121.
http://dx.doi.org/10.1177/01457217166896...

6 Powers MA, Bardsley J, Cypress M, Funnell MM, Harms D, Hess-Fischl A et al. Diabetes self-management education and support in adults with type 2 diabetes: a consensus report of the American Diabetes Association, the Association of Diabetes Care & Education Specialists, the Academy of Nutrition and Dietetics, the American Academy of Family, Physicians, the American Academy of PAs, the American Association of Nurse Practitioners, and the American Pharmacists Association. Diabetes Educ. 2020 ago;46(4):350-69. http://dx.doi.org/10.1177/0145721720930959. PMid:32510275.
http://dx.doi.org/10.1177/01457217209309...
-77 Sherifali D, Berard LD, Gucciardi E, MacDonald B, MacNeill G. 2018 clinical practice guidelines self-management education and support. Diabetes Canada Clinical Practice Guidelines Expert Committee 2018. Can J Diabetes. 2018 abr;42(Supl 1):S36-41. http://dx.doi.org/10.1016/j.jcjd.2017.10.006. PMid:29650109.
http://dx.doi.org/10.1016/j.jcjd.2017.10...

In addition to indicated clinical benefits, other studies have revealed the effectiveness of this approach in improving quality of life, personal self-efficacy and positive coping with the disease, as well as the individual ability to manage the demands imposed by chronicity.88 Iquize RCC, Theodoro FCET, Carvalho KA, Oliveira MDA, Barros JDF, Silva ARD. Educational practices in diabetic patient and perspective of health professional: a systematic review. J Bras Nefrol. 2017 abr;39(2):196-204. http://dx.doi.org/10.5935/0101-2800.20170034. PMid:29069244.
http://dx.doi.org/10.5935/0101-2800.2017...

9 Pinto MR, Parreira PMDS, Basto ML, Mónico LSM. Impact of a structured multicomponent educational intervention program on metabolic control of patients with type 2 diabetes. BMC Endocr Disord. 2017 dez;17(1):77. http://dx.doi.org/10.1186/s12902-017-0222-2. PMid:29246139.
http://dx.doi.org/10.1186/s12902-017-022...

10 Aziz Z, Riddell MA, Absetz P, Brand M, Oldenburg B. Peer support to improve diabetes care: an implementation evaluation of the Australasian Peers for Progress Diabetes Program. BMC Public Health. 2018 fev;18(1):262. http://dx.doi.org/10.1186/s12889-018-5148-8. PMid:29454327.
http://dx.doi.org/10.1186/s12889-018-514...

11 Defeudis G, Khazrai YM, Rosa C, Secchi C, Montedoro A, Maurizi AR et al. Conversation MapsTM, an effective tool for the management of males and females with type 2 diabetes and mildly impaired glycemic control. Hormones. 2018 mar;17(1):113-7. http://dx.doi.org/10.1007/s42000-018-0005-9. PMid:29858857.
http://dx.doi.org/10.1007/s42000-018-000...

12 Pyatak EA, Carandang K, Vigen CLP, Blanchard J, Diaz J, Concha-Chavez A et al. Occupational therapy intervention improves glycemic control and quality of life among young adults with diabetes: the Resilient, Empowered, Active Living with Diabetes (REAL Diabetes) randomized controlled trial. Diabetes Care. 2018 jan;41(4):696-704. http://dx.doi.org/10.2337/dc17-1634. PMid:29351961.
http://dx.doi.org/10.2337/dc17-1634...

13 Jia W, Weng J, Zhu D, Ji L, Lu J, Zhou Z et al. Standards of medical care for type 2 diabetes in China 2019. Diabetes Metab Res Rev. 2019 mai;35(6):e3158. http://dx.doi.org/10.1002/dmrr.3158. PMid:30908791.
http://dx.doi.org/10.1002/dmrr.3158...
-1414 Eroglu N, Sabuncu N. The effect of education given to type 2 diabetic individuals on diabetes self-management and self-efficacy: randomized controlled trial. Prim Care Diabetes. 2021 mar;15(3):451-8. http://dx.doi.org/10.1016/j.pcd.2021.02.011. PMid:33674221.
http://dx.doi.org/10.1016/j.pcd.2021.02....

A systematic review, carried out in large databases, identified the significant impact on glycemic control associated with the use of education for self-management in diabetes, especially when individual and group approaches were associated and when educational activities involved ten or more hours of duration.1515 Chrvala CA, Sherr D, Lipman RD. Diabetes self-management education for adults with type 2 diabetes mellitus: a systematic review of the effect on glycemic control. Patient Educ Couns. 2016 jun;99(6):926-43. http://dx.doi.org/10.1016/j.pec.2015.11.003. PMid:26658704.
http://dx.doi.org/10.1016/j.pec.2015.11....

The Association of Diabetes Care & Education Specialists (ADCES) advocates that education for self-management is an essential part of caring for people with diabetes. Thus, educational planning should facilitate acquiring knowledge and develop the necessary skills to handle demands that are invariably multidimensional, involving clinical, psychosocial, educational and behavioral aspects.1616 Kolb L. An effective model of diabetes care and education: The ADCES7 Self-Care BehaviorsTM. Sci Diabetes Self Manag Care. 2021 fev;47(1):30-53. http://dx.doi.org/10.1177/0145721720978154. PMid:34078208.
http://dx.doi.org/10.1177/01457217209781...
,1717 Jain SR, Sui Y, Ng CH, Chen ZX, Goh LH, Shorey S. Patients’ and healthcare professionals’ perspectives towards technology-assisted diabetes self-management education. A qualitative systematic review. PLoS One. 2020 ago;15(8):e0237647. http://dx.doi.org/10.1371/journal.pone.0237647. PMid:32804989.
http://dx.doi.org/10.1371/journal.pone.0...

ADCES proposes a theoretical model of health education for self-management in diabetes based on the adoption of seven self-care behaviors (Association of Diabetes Care and Education Specialists 7 Self-Care Behaviors™ (ADCES7)): healthy coping, healthy eating, being active, taking medication, monitoring, problem solving and reducing risk.1616 Kolb L. An effective model of diabetes care and education: The ADCES7 Self-Care BehaviorsTM. Sci Diabetes Self Manag Care. 2021 fev;47(1):30-53. http://dx.doi.org/10.1177/0145721720978154. PMid:34078208.
http://dx.doi.org/10.1177/01457217209781...
Despite adopting solid and coherent assumptions, this model does not explain how educational interventions can be structured and configured to promote self-management in diabetes and the necessary behavioral changes.

The search for a theoretical framework that would provide a clear link between concepts and methods capable of generating behavioral changes led to the recognition of the Behavior Change Wheel (BCW) model. It is a systematic method that makes it possible to outline behavioral interventions based on the analysis and understanding of the behavioral system that needs to be activated. This initial diagnosis enables the choice of specific behavior change strategies based on the delimitation of functional interventions and support policies.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

The BCW model has been used to deal with the challenges of changes in different health behaviors, in different contexts, with its scientific rigor attested in numerous studies.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

19 Walsh DMJ, Hynes L, O’Hara MC, Mc Sharry J, Dinneen SF, Byrne M. Embedding a user-centred approach in the development of complex behaviour change intervention to improve outcomes for young adults living with type 1 diabetes: the D1 Now Study. HRB Open Res. 2018 ago;1:8. http://dx.doi.org/10.12688/hrbopenres.12803.1. PMid:32002502.
http://dx.doi.org/10.12688/hrbopenres.12...

20 Evangelidis N, Craig J, Bauman A, Manera K, Saglimbene V, Tong A. Lifestyle behaviour change for preventing the progression of chronic kidney disease: a systematic review. BMJ Open. 2019 out;9(10):e031625. http://dx.doi.org/10.1136/bmjopen-2019-031625. PMid:31662393.
http://dx.doi.org/10.1136/bmjopen-2019-0...
-2121 Combes S, Forbes G, Gillett K, Norton C, Nicholson CJ. Development of a theory-based intervention to increase cognitively able frail elders’ engagement with advance care planning using the behaviour change wheel. BMC Health Serv Res. 2021 jul;21(1):712. http://dx.doi.org/10.1186/s12913-021-06548-4. PMid:34284759.
http://dx.doi.org/10.1186/s12913-021-065...
As an example of its use in the context of self-management in diabetes, we mentioned the design of Healthy Eating and Active Lifestyles for Diabetes (HEAL-D), culturally personalized, to promote healthy lifestyles among people with type 2 diabetes from black British communitiess.2222 Goff LM, Moore AP, Rivas C, Harding S. Healthy Eating and Active Lifestyles for Diabetes (HEAL-D): study protocol for the design and feasibility trial, with process evaluation, of a culturally tailored diabetes self-management programme for African-Caribbean communities. BMJ Open. 2019 fev;9(2):e023733. http://dx.doi.org/10.1136/bmjopen-2018-023733. PMid:30826792.
http://dx.doi.org/10.1136/bmjopen-2018-0...

Thus, starting from the premise that interventions aimed at promoting changes in behavior need to be based on solid theoretical and methodological references, this essay aims to present the Diabetes em Dia (Dia-D) Program: a proposal for an educational intervention for self-management in type 2 diabetes focused on promoting healthy eating, being active and taking medication among adults with type 2 diabetes.

METHOD

This is a propositional essay of a complex intervention. The complex denomination is inferred to an intervention, either by its own characteristics (e.g., involving several components or change mechanisms), or by the context in which it will be implemented or by the interaction between these two elements.2323 Skivington K, Matthews L, Simpson SA, Craig P, Baird J, Blazeby JM et al. Framework for the development and evaluation of complex interventions: gap analysis, workshop, and consultation-informed update. Health Technol Assess. 2021 set;25(57):1-132. http://dx.doi.org/10.3310/hta25570. PMid:34590577.
http://dx.doi.org/10.3310/hta25570...
This complexity increases with the number of components involved; range of targeted behaviors; knowledge and skills required to administer or receive the intervention; or the level of flexibility possible between intervention components.2424 Skivington K, Matthews L, Simpson SA, Craig P, Baird J, Blazeby JM et al. A new framework for developing and evaluating complex interventions: update of Medical Research Council guidance. BMJ. 2021 set;374(2061):n2061. http://dx.doi.org/10.1136/bmj.n2061. PMid:34593508.
http://dx.doi.org/10.1136/bmj.n2061...
This proposal addresses several of these aspects, as can be seen in the next sections.

RESULTS AND DISCUSSION

Theoretical-conceptual bases of the intervention proposal: ADCES7™ and BCW models

In the last two decades, studies have revealed the essential role of behavioral science in explaining and predicting the health behavior of people with diabetes, helping to build solid foundations for complex educational interventions.2525 McSharry J, Byrne M, Casey B, Dinneen SF, Fredrix M, Hynes L et al. Behaviour change in diabetes: behavioural science advancements to support the use of theory. Diabet Med. 2020 fev;37(3):455-63. http://dx.doi.org/10.1111/dme.14198. PMid:31797455.
http://dx.doi.org/10.1111/dme.14198...

The ADCES7™ model, for instance, assumes that self-management is a fundamental condition for achieving desired clinical results and quality of life. The principles of this model are informed decision-making and patient-centered care, with the purpose of creating conditions for the person with diabetes to share decisions about their care, ensuring respect for individual preferences and values.55 Powers MA, Bardsley J, Cypress M, Duker P, Funnell MM, Fischl AH et al. Diabetes self-management education and support in type 2 diabetes: a joint position statement of the American Diabetes Association, the American Association of Diabetes Educators, and the Academy of Nutrition and Dietetics. Diabetes Educ. 2017 fev;43(1):40-53. http://dx.doi.org/10.1177/0145721716689694. PMid:28118121.
http://dx.doi.org/10.1177/01457217166896...
,66 Powers MA, Bardsley J, Cypress M, Funnell MM, Harms D, Hess-Fischl A et al. Diabetes self-management education and support in adults with type 2 diabetes: a consensus report of the American Diabetes Association, the Association of Diabetes Care & Education Specialists, the Academy of Nutrition and Dietetics, the American Academy of Family, Physicians, the American Academy of PAs, the American Association of Nurse Practitioners, and the American Pharmacists Association. Diabetes Educ. 2020 ago;46(4):350-69. http://dx.doi.org/10.1177/0145721720930959. PMid:32510275.
http://dx.doi.org/10.1177/01457217209309...

The fundamental premise of this model suggests that self-management is obtained through a person’s engagement in self-care behaviors.66 Powers MA, Bardsley J, Cypress M, Funnell MM, Harms D, Hess-Fischl A et al. Diabetes self-management education and support in adults with type 2 diabetes: a consensus report of the American Diabetes Association, the Association of Diabetes Care & Education Specialists, the Academy of Nutrition and Dietetics, the American Academy of Family, Physicians, the American Academy of PAs, the American Association of Nurse Practitioners, and the American Pharmacists Association. Diabetes Educ. 2020 ago;46(4):350-69. http://dx.doi.org/10.1177/0145721720930959. PMid:32510275.
http://dx.doi.org/10.1177/01457217209309...
,1616 Kolb L. An effective model of diabetes care and education: The ADCES7 Self-Care BehaviorsTM. Sci Diabetes Self Manag Care. 2021 fev;47(1):30-53. http://dx.doi.org/10.1177/0145721720978154. PMid:34078208.
http://dx.doi.org/10.1177/01457217209781...
The engagement process is not linear, but circular and interactive, with healthy coping in the central position. Surrounding this center are healthy eating behaviors, being active, and the taking medication. These three behaviors are essential for achieving glycemic control and therefore are key elements of diabetes self-management education.1616 Kolb L. An effective model of diabetes care and education: The ADCES7 Self-Care BehaviorsTM. Sci Diabetes Self Manag Care. 2021 fev;47(1):30-53. http://dx.doi.org/10.1177/0145721720978154. PMid:34078208.
http://dx.doi.org/10.1177/01457217209781...
,2626 American Diabetes Association Professional Practice Committee. 5. Facilitating behavior change and well-being to improve health outcomes: standards of medical care in diabetes - 2022. Diabetes Care. 2022 jan;45(Supl 1):S60-82. http://dx.doi.org/10.2337/dc22-S005. PMid:34964866.
http://dx.doi.org/10.2337/dc22-S005...

Monitoring, which encompasses the three main behaviors, is not restricted to controlling blood glucose levels. Self-monitoring of blood pressure levels, physical activity, food consumption, weight, medication, skin care and sleep quality is encouraged. Monitoring these activities is considered the motivational force for changes in behavior and compliance with treatment.66 Powers MA, Bardsley J, Cypress M, Funnell MM, Harms D, Hess-Fischl A et al. Diabetes self-management education and support in adults with type 2 diabetes: a consensus report of the American Diabetes Association, the Association of Diabetes Care & Education Specialists, the Academy of Nutrition and Dietetics, the American Academy of Family, Physicians, the American Academy of PAs, the American Association of Nurse Practitioners, and the American Pharmacists Association. Diabetes Educ. 2020 ago;46(4):350-69. http://dx.doi.org/10.1177/0145721720930959. PMid:32510275.
http://dx.doi.org/10.1177/01457217209309...
,1616 Kolb L. An effective model of diabetes care and education: The ADCES7 Self-Care BehaviorsTM. Sci Diabetes Self Manag Care. 2021 fev;47(1):30-53. http://dx.doi.org/10.1177/0145721720978154. PMid:34078208.
http://dx.doi.org/10.1177/01457217209781...

Surrounding monitoring are risk reduction and problem solving behaviors. Preventive and proactive action to minimize the occurrence of unwanted outcomes and complications associated with diabetes is the main articulator of risk reduction, examples being regular clinical follow-up, updating the vaccination schedule, smoking cessation, stress management, among others.66 Powers MA, Bardsley J, Cypress M, Funnell MM, Harms D, Hess-Fischl A et al. Diabetes self-management education and support in adults with type 2 diabetes: a consensus report of the American Diabetes Association, the Association of Diabetes Care & Education Specialists, the Academy of Nutrition and Dietetics, the American Academy of Family, Physicians, the American Academy of PAs, the American Association of Nurse Practitioners, and the American Pharmacists Association. Diabetes Educ. 2020 ago;46(4):350-69. http://dx.doi.org/10.1177/0145721720930959. PMid:32510275.
http://dx.doi.org/10.1177/01457217209309...
,1616 Kolb L. An effective model of diabetes care and education: The ADCES7 Self-Care BehaviorsTM. Sci Diabetes Self Manag Care. 2021 fev;47(1):30-53. http://dx.doi.org/10.1177/0145721720978154. PMid:34078208.
http://dx.doi.org/10.1177/01457217209781...
Foot care is an important preventive practice for complications in the lower limbs that deserves to be highlighted, since simple actions can prevent complex problems, such as foot ulcers in people with diabetes.2727 Ibrahim A. IDF clinical practice recommendation on the diabetic foot: a guide for healthcare professionals. Diabetes Res Clin Pract. 2017 mai;127:285-7. http://dx.doi.org/10.1016/j.diabres.2017.04.013. PMid:28495183.
http://dx.doi.org/10.1016/j.diabres.2017...

The ability to solve problems can be developed, translating into effective solutions based on relevant information. It also involves selecting a resolving action, taking action and evaluating the results of that action. The way a person with diabetes deals with other self-care behaviors depends on their ability to solve problems.66 Powers MA, Bardsley J, Cypress M, Funnell MM, Harms D, Hess-Fischl A et al. Diabetes self-management education and support in adults with type 2 diabetes: a consensus report of the American Diabetes Association, the Association of Diabetes Care & Education Specialists, the Academy of Nutrition and Dietetics, the American Academy of Family, Physicians, the American Academy of PAs, the American Association of Nurse Practitioners, and the American Pharmacists Association. Diabetes Educ. 2020 ago;46(4):350-69. http://dx.doi.org/10.1177/0145721720930959. PMid:32510275.
http://dx.doi.org/10.1177/01457217209309...
,1616 Kolb L. An effective model of diabetes care and education: The ADCES7 Self-Care BehaviorsTM. Sci Diabetes Self Manag Care. 2021 fev;47(1):30-53. http://dx.doi.org/10.1177/0145721720978154. PMid:34078208.
http://dx.doi.org/10.1177/01457217209781...

At the same time, BCW was designed from the synthesis of existing behavioral theories. It has a conceptual structure that makes it possible to outline behavioral interventions based on the analysis and understanding of the behavioral system that needs to be activated to favor changes. This behavioral system is composed of the interaction of three essential elements: capability, opportunity, and motivation. This system, known by the acronym COM-B (Capability, Opportunity, Motivation – Behaviour) allows identifying and understanding the elements that interact in the formation of human behaviors.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

In this sense, capability is defined as an individual’s physical (physical capability) and psychological (psychological capability) capability to engage in an activity. Physical capability includes the necessary physical aptitudes, while psychological capability comprises the thought processes to understand, rationalize, memorize and make decisions.2828 Michie S, van Stralen MM, West R. The behaviour change wheel: a new method for characterising and designing behaviour change interventions. Implement Sci. 2011 abr;6(1):42. http://dx.doi.org/10.1186/1748-5908-6-42. PMid:21513547.
http://dx.doi.org/10.1186/1748-5908-6-42...

Opportunity is defined as every factor, outside the individual, that creates conditions for behavioral change to occur. This component encompasses the physical (environmental context, physical and material resources) and social (culture and social influences) dimensions.2828 Michie S, van Stralen MM, West R. The behaviour change wheel: a new method for characterising and designing behaviour change interventions. Implement Sci. 2011 abr;6(1):42. http://dx.doi.org/10.1186/1748-5908-6-42. PMid:21513547.
http://dx.doi.org/10.1186/1748-5908-6-42...

Motivation is understood as any cognitive process that drives and directs action, and was subdivided into reflexive and automatic motivation. Reflective motivation is composed of role and social identity, beliefs in one’s ability to make changes, and beliefs about risks/benefits associated with a behavior. Automatic motivation is formed by the emotions and impulses that arise from associative learning and/or innate dispositions.2929 Michie S, Atkins L, Gainforth HL. Changing behaviour to improve clinical practice and policy. In: Dias PC, Gonçalves A, Azevedo Â, Lobo F, editores. Novos desafios, novas competências: contributos atuais da psicologia. Braga: Axioma-Publicações da Faculdade de Filosofia; 2016. p. 41-60. http://dx.doi.org/10.17990/Axi/2016_9789726972679_041.
http://dx.doi.org/10.17990/Axi/2016_9789...

The COM-B system diagnosis allows the questions to be answered: what internal conditions of individuals and their physical and social environment need to be present for a certain behavior to be achieved? What aspects of the motivational system need to be encouraged?2929 Michie S, Atkins L, Gainforth HL. Changing behaviour to improve clinical practice and policy. In: Dias PC, Gonçalves A, Azevedo Â, Lobo F, editores. Novos desafios, novas competências: contributos atuais da psicologia. Braga: Axioma-Publicações da Faculdade de Filosofia; 2016. p. 41-60. http://dx.doi.org/10.17990/Axi/2016_9789726972679_041.
http://dx.doi.org/10.17990/Axi/2016_9789...

After this diagnosis, the necessary interventions can be determined, which, in the model, were identified through a systematic review.2828 Michie S, van Stralen MM, West R. The behaviour change wheel: a new method for characterising and designing behaviour change interventions. Implement Sci. 2011 abr;6(1):42. http://dx.doi.org/10.1186/1748-5908-6-42. PMid:21513547.
http://dx.doi.org/10.1186/1748-5908-6-42...
These interventions were differentiated into two categories:

  • Functional interventions, i.e., with specific purposes, such as education, persuasion, incentive, training, among others;

  • Support policies, i.e., actions undertaken by authorities that enable or support functional interventions, such as communication/marketing, guidelines, social/environmental planning, provision of services, among others.

The choice of interventions or support policies to be implemented is not random, but depends on the previously identified COM-B components to be modified. After obtaining an expert consensus, the BCW model was able to indicate the most effective interventions to activate each component.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

A key issue for choosing appropriate interventions is understanding the context in which behavior change is inserted. This will prompt an assessment of what institutional policies are needed to support interventions. To assist in this analysis, BCW directs this evaluation, according to the criteria of accessibility, practicality, effectiveness and cost-effectiveness, acceptability, side effects/safety and equity.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

The last step of the model provides for the identification of behavior change techniques and means of communication, according to the model’s own taxonomy. According to the authors, behavior change techniques correspond to “active ingredients” of the intervention, i.e., those that favor the change of behavioral components towards the target behavior.3030 Michie S, Richardson M, Johnston M, Abraham C, Francis J, Hardeman W et al. The behavior change technique taxonomy (v1) of 93 hierarchically clustered techniques: building an international consensus for the reporting of behavior change interventions. Ann Behav Med. 2013 mar;46(1):81-95. http://dx.doi.org/10.1007/s12160-013-9486-6. PMid:23512568.
http://dx.doi.org/10.1007/s12160-013-948...
Again, this selection must consider the connections foreseen in the model itself and an evaluation of the aforementioned criteria.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

Proposal for an educational intervention for self-management in type 2 diabetes: Diabetes em Dia Program (Dia-D Program)

The present essay proposes the outline of an education program for the self-management of adults with type 2 diabetes (Dia-D Program) as a way of operationalizing the theoretical-conceptual framework addressed. To elaborate the proposal, the step-by-step design of behavioral interventions was used, described in the BCW framework, according to three consecutive steps: (1) understanding the behavior; (2) identification of interventions; (3) identification of contents and mode of presentation.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

Step 1. Understanding the behavior

Understanding behavior begins by defining the problem in behavioral terms, which implies defining who is involved in the problem and what these people need to do to achieve the necessary change.1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

In the present trial, to promote self-management in diabetes, three target behaviors were considered: healthy eating, being active and taking medication. These were specified in the following goals, as per the American Diabetes 2022 Association Standards of Clinical Care in Diabetes:2626 American Diabetes Association Professional Practice Committee. 5. Facilitating behavior change and well-being to improve health outcomes: standards of medical care in diabetes - 2022. Diabetes Care. 2022 jan;45(Supl 1):S60-82. http://dx.doi.org/10.2337/dc22-S005. PMid:34964866.
http://dx.doi.org/10.2337/dc22-S005...

  • Healthy eating: balanced carbohydrate consumption by controlling portions; encouraging low-glycemic carbohydrate consumption; replacement of saturated fats with monounsaturated fats.

  • Being active: doing 150 minutes a week (e.g., brisk walking), on a regular and progressive basis, or increasing the daily number of steps (up to 10,000/day).

  • Taking medication: strictly follow medication treatment (correct medication, route, dose and time).

To map what needs to be changed, the COM-B conceptual framework was used, according to the barriers and facilitators for successful management of type 2 diabetes, described in a recent systematic literature review. In this review, 60 studies carried out in Latin America and the Caribbean were included, among which 46.7% were from Brazil.3131 Blasco-Blasco M, Puig-Garcia M, Piay N, Lumbreras B, Hernández-Aguado I, Parker LA. Barriers, and facilitators to successful management of type 2 diabetes mellitus in Latin America and the Caribbean: a systematic review. PLoS One. 2020 set;15(9):e0237542. http://dx.doi.org/10.1371/journal.pone.0237542. PMid:32886663.
http://dx.doi.org/10.1371/journal.pone.0...
Chart 1 presents the result of this mapping.

Chart 1
Mapping of COM-B components that need to be present to promote self-management in type 2 diabetes, Dia-D Program, 2022.

Step 2. Identification of interventions

To identify interventions, both functional and support policies, their relationships with the COM-B components were considered, considering the evaluation criteria proposed by the model. The functional interventions and support policies selected for this study are described below, with their respective objectives:1818 Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. Londres: Silverback Publishing; 2014.

  • Training: build action plan/rules and apply it when necessary.

  • Enablement: build persistence, tolerance, endurance; develop the physical and mental strength needed to perform and maintain desired behavior.

  • Education: guide how to perform desired behavior.

  • Environmental restructuring: facilitating access to resources; reduce time demands that compete with desired behavior.

  • Persuasion: build positive beliefs about desired behavior and negative beliefs about unwanted behavior.

  • Service provision: provide a certain service.

  • Guidelines: create action protocols.

  • Communication: create educational material.

Step 3. Identification of content and modes of implementation

Then, behavior change techniques were considered, according to the taxonomy described in BCW itself. It is important to emphasize that the selection of the set of techniques adopted in the present study was based on the evaluation of the technique’s capability to generate desired change in the COM-B system components, previously identified in step 1. Chart 2 presents the description of behavior change techniques selected for the Dia-D Program in relation to the COM-B components to be activated.

Chart 2
Description of behavior change techniques selected for the Dia-D Program according to the COM-B components to be activated, 2022.

The current moment of social distancing as a result of the new coronavirus pandemic was considered to define the use of a digital platform to implement the program, as well as the Canada Diabetes Clinical Practice Guidelines,77 Sherifali D, Berard LD, Gucciardi E, MacDonald B, MacNeill G. 2018 clinical practice guidelines self-management education and support. Diabetes Canada Clinical Practice Guidelines Expert Committee 2018. Can J Diabetes. 2018 abr;42(Supl 1):S36-41. http://dx.doi.org/10.1016/j.jcjd.2017.10.006. PMid:29650109.
http://dx.doi.org/10.1016/j.jcjd.2017.10...
who highlighted the relevance of digital devices for implementing education programs for diabetes self-management. Thus, to implement the Dia-D Program, the following elements were considered:

  • Use of digital communication platform to interact with participants;

  • Availability of intervention in consecutive sessions, configured to shape knowledge (education), build skills (training), promote self-efficacy (training/persuasion) and create a favorable environment for target behaviors (environmental restructuring);

  • The education and training modules will be carried out in small groups (5 to 10 people). The modules aimed at training/persuasion will be carried out partly in groups and partly individually;

  • Development of educational material to support the intervention: Diário Diabetes em Dia (behavior monitoring), booklet Diabetes Dia a Dia: Descobrindo Soluções (exercises simulating everyday situations that involve solving problems related to living with diabetes); informative videos on the target behaviors (diet and physical activity);

  • Development of a healthcare staff service script, to conduct the intervention modules, as planned.

The intervention content was planned to support desired behavior changes, based on the proposed behavior change techniques. Chart 3 presents the details of the content proposed for the Dia-D Program.

Chart 3
Intervention content to support changes in target patient behaviors of Dia-D Program, 2022.

FINAL CONSIDERATIONS AND IMPLICATIONS FOR PRACTICE

In the current condition of global burden of non-communicable chronic diseases, it is necessary to undertake with greater theoretical-conceptual and methodological sophistication the patient-centered educational processes, including family and social context.

The present essay is unique in that it presents an application of theoretical behavioral models to propose a complex intervention to promote self-management in diabetes, based on strategies for behavior modification, a central component in the improvement of clinical outcomes in the care of people with type 2 diabetes.

The purpose of this essay considered aspects of the social context in the design, such as family/friend support, overcoming gender issues and access to prescribed medication. However, the proposal does not analyze exogenous factors that may interfere with desired results, such as the need for health staff training, availability of resources necessary for implementation, perception of health professionals and people with diabetes about the feasibility and acceptability of the activities present in the intervention. The evaluation of these aspects will be carried out in a future study.

The deliberate choice of models presented is considered a limitation of this essay, despite other theoretical-methodological references available in the scientific literature.

Among the implications for practice, the relevance of adopting behavioral models in health education planning is highlighted. The current premise of education for self-care of chronic illness emphasizes the role of a person in the process of staying healthy. From this perspective, all professionals involved in this process must be able to work together with people to enable them to adopt behaviors with positive health outcomes. Since educating for health implies educating to promote behavior change, mastering this competence is an essential condition in this process.

Another important implication for practice resides in the finding that complex interventions, such as those involving educational approaches, need to consider the context in which they will be implemented, as the results generated depend on the interaction between the intervention and the circumstances that surround it (social, political, economic and geographical).

  • FINANCIAL SUPPORT

    Research funded by the Vice-Rectory for Graduate Studies and Research at Universidade Paulista (UNIP) (Process 7-02-1156/2021), with a teaching research project entitled “Programa educativo para o autogerenciamento do diabetes: estudo piloto de aceitabilidade e viabilidade”. This work was also supported by the Brazilian National Council for Scientific and Technological Development (CNPq - Conselho Nacional de Desenvolvimento Científico e Tecnológico), Process Productivity in Research (311570/2021-6).

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Edited by

ASSOCIATED EDITOR

SCIENTIFIC EDITOR

Publication Dates

  • Publication in this collection
    06 Mar 2023
  • Date of issue
    2023

History

  • Received
    03 Aug 2022
  • Accepted
    24 Jan 2023
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