Abstract
Poly(N-vinylcaprolactam) (PNVCL) is a biocompatible and thermoresponsive polymer, which presents changes in solubility at temperatures close to the physiological temperature, making it a promising biomaterial. However, its application is limited due to difficult processability in the molten state and brittleness in the solid state. To overcome these characteristics, the present work developed polymeric blends of PNVCL and poly(lactic acid) (PLA), which is a biodegradable and biocompatible polymer, varying mass concentrations of PNVCL by 40, 50 and 60%. Scanning electron microscopy (SEM) showed the formation of a heterogeneous morphology, with spherical domains dispersed in a matrix phase. Nevertheless, Fourier Transform Infrared Spectromicroscopy (micro-FTIR) analysis indicated the presence of both polymers in both phases, with a predominance of PNVCL in the dispersed phase and PLA in the matrix phase. All mixtures produced were thermoresponsive and exhibited a reversible change in optical properties with temperature, going from transparent to opaque upon heating.
Keywords:
Thermoresponsive polymers; Poly(N-vinylcaprolactam); Polymers blends; Poly(acid lactic); PNVCL/PLA blends
1. Introduction
Thermoresponsive polymers consist of macromolecules that exhibit a volumetric phase transition associated with changes in solubility in response to temperature variation1,2. Poly(N-vinylcaprolactam) (PNVCL) is a thermoresponsive, non-toxic and hydrolytically stable polymer that exhibits a lower critical solubility temperature (LCST) behavior at temperatures close to the physiological one1,3-6. It means that upon heating an aqueous PNVCL solution it can be induced the PNVCL precipitation, clouding the solution, at a temperature that can be called the phase separation temperature (TPS)7,8. This happens because, at TPS, the PNVCL molecules undergo a coil to globule conformational transition becoming insoluble in water1. Several factors can influence the TPS of PNVCL, such as molar mass, solution concentration, physical mixtures with other polymers and chemical modifications (copolymers or functionalization)1,3,9.
Due to its thermoresponsive behavior, PNVCL has been considered in some biomedical applications, such as controlled drug release systems10-13, tissue engineering14-16 and smart dressings7.
Nonetheless, PNVCL applications are limited by its difficult processability in the molten state and its high fragility in the solid state7. These aspects can be overcome by combining PNVCLwith other polymers, through the development of blends and copolymers, for example.
Polymer blends refer to the physical mixture of two or more polymers/copolymers in order to obtain additional properties not found in the individual materials17-19. Polymer blends can be of different types, based on the nature of the constituents, processing method, miscibility and morphology19.
There are few studies related to the mixture of PNVCL with other polymers and none of them studied PLA. After a thorough search in the Scopus and Web of Science databases and a critical analysis of each one of the articles found, only 14 scientific articles were found on the subject (statistical data analyzed up to May 30, 2025). Most of the papers were related to the study of homopolymer PNVCL blends with other polymers, such as: sodium alginate20,21, silk fibroin22, poly(3-hexylthiophene)23, poly(ε-caprolactone)24, ethyl cellulose25, poly(ethylene glycol)26,27 and poly(pyridinium triflate)28. In addition, our research group has also developed thermoresponsive blends of PNVCL with thermoplastic polyurethane7. Articles were also found corresponding to blends of PNVCL copolymers with other homopolymers or copolymers, such as: polysulfone29, copovidone30,31 and chitosan32.
Poly(lactic acid) (PLA) is a biopolymer widely used commercially, even in additive manufacturing, mainly due to its good processability, good mechanical properties, as well as being a biodegradable and biocompatible polymer, favoring its application in the field of biomedicine and biotechnology, for example33-35.
Considering these characteristics, the choice of PLA is also justified by its lower brittleness compared to PNVCL. While PNVCL has a glass transition temperature (Tg) of approximately 190°C7, the Tg of PLA is around 60°C36. Thus, although PLA is classified as a rigid polymer compared to commodity polymers, the combination of PLA and PNVCL results in a promising material, as presented in this study.
2. Experimental
2.1. Materials
The monomer N-vinylcaprolactam (NVCL, Mw of 139.19 g.mol-1, 98.0%), was acquired from Sigma-Aldrich (Brazil). Hexane (Mw of 86.18 g.mol-1, 98.5%) was purchased from Dinâmica Química (Brazil), for purification of NVCL by recrystallization. For the synthesis of PNVCL, it was used the initiator 2,2'-azobis(2-methylpropionitrile) (AIBN), in 0.2M toluene solution (Mw of 164.21 g.mol-1, 98.0%), obtained from Sigma-Aldrich (Brazil), and the solvent dimethyl sulfoxide (DMSO) P.A. (Mw of 78.13 g.mol-1, 99.9%), from Dinâmica Química (Brazil). The poly(lactic acid) (PLA) used was acquired from the 3D printing filament from 3DFila (Brazil). The material is natural and transparent, as reported by the supplier. For preparing blends, it was used the solvent chloroform (P.A.), stabilized with amylene (Mw of 119.38 g.mol-1, 99.8%), from Neon (Brazil).
2.2. PNVCL synthesis
PNVCL was synthesized by free radical polymerization. For this, a solution of the purified NVCL monomer (15% w.v-1) in DMSO was obtained under magnetic stirring at room temperature. Then 0.2% of AIBN was added, related to NVCL mass, and the system was purged with argon. The reaction took place for 4 hours at 70 ºC, under magnetic stirring. After the reaction, the polymer formed was purified through three cycles of precipitation in heated distilled water (50 ºC) and solubilization in ice water (15 ºC). At the end of the washing cycles, the polymer solution in distilled water was poured onto a polytetrafluoroethylene (PTFE) plate and dried at room temperature7.
2.3. Pure PNVCL and PLA films production
The preparation of PNVCL and PLA films consisted of solubilizing each polymer in chloroform at a solid concentration of 5% w.v-1, under continuous stirring at room temperature, for 2 hours. After homogenization, the solutions were poured onto 5 cm diameter PTFE plates and dried under ambient conditions to obtain films with a thickness of around 200 µm.
2.4. Production of PNVCL/PLA blends films
The polymer blends were prepared by varying the proportions between the pure materials, as described in Table 1, while maintaining a concentration of 5% w.v-1 solids in chloroform. For all blends, PNVCL and PLA solutions in chloroform were first prepared separately, under continuous stirring at room temperature, for 2 hours. After this time, the polymer solutions were mixed and stirred again for another 2 hours until complete homogenization. Finally, the solutions were transferred to 5 cm diameter PTFE plates and dried at room temperature. Blend films with a thickness of approximately 200 µm were obtained.
The selection of specific proportions of PNVCL/PLA blend aimed the systematic investigation of the influence of composition on the blend’s thermoresponsiveness and its general properties. Starting from the equimolar ratio (PNVCL/PLA 50/50), formulations with higher (60/40) and lower (40/60) PNVCL content were also analyzed.
2.5. Attenuated total reflectance Fourier transform infrared spectroscopy (FTIR-ATR)
FTIR-ATR was performed using a Spectrum 400 spectrometer (Perkin Elmer). The spectra were obtained in transmittance mode in the region of 4000 cm-1 to 650 cm-1, 16 scans and resolution of 4 cm-1.
2.6. Scanning electron microscopy (SEM)
Morphological analyses were carried out using a MIRA 3 scanning electron microscope (Tescan), with FEG filament and secondary electron detector. The polymer film samples were previously metallized by depositing a 20 nm layer of gold-palladium using an SC7620 metallizer (Quorum Technologies).
2.7. X-ray Energy Dispersive Spectroscopy (EDS)
In order to clarify the morphology of the polymeric blends produced, qualitative chemical analysis was carried out by EDS to estimate the elemental spatial distribution of nitrogen (N) on the surface of the samples, so that this element is only present in the molecular structure of PNVCL. An X-ray analyzer accessory coupled to the SEM with the specifications of item 2.6 was used.
2.8. Fourier transform infrared spectromicroscopy (micro-FTIR)
FTIR measurements and chemical imaging were obtained to elucidate the composition of the different phases formed in the blends produced. The analyses were carried out at the Brazilian Synchrotron Light Laboratory (LNLS), at the National Center for Research in Energy and Materials (CNPEN). The FTIR spectra were collected in reflectance mode in the 4000 to 600 cm-1 region, with a spectral resolution of 4 cm-1 and 32 scans, using a Cary 670 spectrometer (Agilent). The FTIR microscopic image was obtained on a Cary 620 FTIR microscope (Agilent) combined with the spectrometer, equipped with liquid nitrogen-cooled elements and a focal plane array (FPA) detector with 4.096 elements and an optical configuration using 15 x objective lenses.
In order to meet the specification of a sample thickness of less than 5 µm for reflectance micro-FTIR analysis, sample preparation consisted of depositing a microdrop of the polymer blend solutions (following the procedure in item 2.4) on a gold (Au) substrate, which was then dried at room temperature for 18 hours.
2.9. Differential scanning calorimetry (DSC)
The thermal properties were investigated through DSC in a calorimeter Q2000 (TA Instrument). Each sample was submitted to cycles of heating, cooling and heating from -70 °C to 215 °C, at a rate of 10 °C.min-1, under a nitrogen atmosphere, with flow rate of 50 mL.min-1. In order to eliminate the thermal history resulting from processing and evaporation of the adsorbed moisture, the results of the second heating were considered for analysis. In this way, the crystallinity of the compounds induced in DSC was evaluated according to Equation 137. Where ∆Hm and represent the melt enthalpy and crystallization enthalpy, respectively, obtained from the second heating curve of the samples; ∆H0m is the enthalpy of fusion of 100% crystalline PLA of 93.7 J.g-1 36,38 and ∅m is the mass fraction of the semi-crystalline polymer.
2.10. Thermogravimetric analysis (TGA)
The thermal stability of the samples was evaluated in the TGA 2 Stare System equipment (Mettler Toledo). The scans were performed in the temperature range between 30 and 600 °C, with a heating rate of 10 °C.min-1 and nitrogen atmosphere with flow rate of 50 mL.min-1.
2.11. Contact angle measurements
The thermoresponsiveness of films were evaluated by measuring the contact angle of a microdrop (10 μL) of distilled water on the surfaces of the obtained films after 10 seconds of microdrop deposition. Contact angle measurements were performed using an Attension Theta optical tensiometer (Biolin Scientific), associated with the OneAttention software. The contact angle was determined through the arithmetic mean of the values obtained in three different regions of the surface of the samples at two different temperatures monitored by an infrared thermometer: at 25 ºC, below the phase transition temperature of the PNVCL, and at 50 ºC, above the transition temperature of the polymer.
2.12. Opacification test
This characterization was also performed to evaluate the thermoresponsiveness of the films. It consisted of observing the change in film opacity when moving 2 x 2 cm film samples from cold water to water heated at different temperatures, from 25 ºC to 45 ºC.
3. Results and discussion
3.1. Visual aspect
Figure 1 shows the images of the PLA, PNVCL and PNVCL/PLA 60/40 blend films obtained by solvent casting. Analyzing the macroscopic aspects of the samples, it can be seen that the PNVCL film is optically transparent, as expected because it is an amorphous polymer38. In contrast, the PLA film is translucent, indicating the presence of a semi-crystalline structure. Macroscopically, the films of the polymer blends had a heterogeneous appearance, with regions of the films that were translucent and others that were transparent.
3.2. Attenuated total reflectance Fourier transform infrared spectroscopy (ATR-FTIR)
Figure 2 shows schemes of PLA and PNVCL molecules. Their characteristic chemical groups were identified in the ATR-FTIR analysis, as shown in Figure 3 and Table 2.
The characteristic peaks of PNVCL were observed at 2926 cm-1 and 2855 cm-1, associated with the symmetrical and asymmetrical vibrations of the C-H bond; at 1609 cm-1 referring to the C=O bond of the amide; at 1480 cm-1 related to the stretching of the C-N bond. The absence of the characteristic peaks of the monomer (vinyl group at 3108 cm-1, 1656 cm-1 and 987 cm-1) shows the success of the polymerization and purification procedures. The broad band in the region of 3400 cm-1 refers to the stretching of the O-H group, due to the highly hygroscopic nature of PNVCL and the formation of hydrogen bonds with the adsorbed moisture3,11,39-41.
The main peaks attributed to the functional groups of PLA appeared at 1748 cm-1 corresponding to the C=O carbonyl; at 1081 and 754 cm-1 referring to the stretching and deformation of the C–O from the esther group, respectively, and at 1453 cm-1 related to the stretching of the C–H methyl groups42,43.
When analyzing the FTIR-ATR spectra of the PNVCL/PLA 40/60, 50/50 and 60/40 polymer blends, it was possible to notice the presence of some characteristic peaks of the precursor polymers, such as the symmetrical and asymmetrical vibrations of the PNVCL C–H bond, the C=O bond of the PNVCL amide, as well as the PLA amide, the stretching of the PNVCL C–N bond, the stretching of the C–H methyl groups, and stretching and deformations of the C–O from esther group, both from PLA, as described in Table 2. It is worth noting that in this analysis it was not possible to verify the shifting of the characteristic peaks of each polymer, which could indicate interaction between them, as reported in the studies by7,44.
3.3. Scanning electron microscopy (SEM)
Figure 4 shows the SEM images of the blends’ surfaces. It was possible to observe a heterogeneous morphology, with the presence of a continuous phase and another phase with spherical domains.
SEM imagens of polymer blends a) PNVCL/PLA 40/60 b) PNVCL/PLA 50/50 and c) PNVCL/PLA 60/40.
The increase of PNVCL concentration in the blends led to an increment in the size of the spherical domains, ranging from 13.7 ± 1.8 µm in the PNVCL/PLA 40/60 blend to 21.0 ± 2.4 µm in the PNVCL/PLA 60/40. This may be due to coalescence during the drying process from solvent casting. Coalescence depends on the concentration and viscosity of the components, as well as the types of interactions (hydrogen bonds, capillary forces, among others)17.
In order to identify the polymers present in each of the phases, X-ray Energy Dispersive Spectroscopy (EDS) was performed.
3.4. X-ray Energy Dispersive Spectroscopy (EDS)
The results of the qualitative EDS chemical analysis show the spatial distribution of the nitrogen atoms (N) on the surface of the polymer blends, which can contribute to understanding the morphology of the blends produced, since the N atoms are only present in the PNVCL polymer. The EDS images were similar for the blends studied, as shown in Figure 5 (EDS images of the PNVCL/PLA 50/50 blend, as an example). Figure 5a shows the EDS image and Figure 5b shows the EDS mapping for the N element, indicated by the green color (the strong brightness represents greater elemental intensity). The images reveal that the N elements tend to be more concentrated in the region of the dispersed phase domains, although it is also possible to notice a certain distribution of this element in the matrix phase. Therefore, this result indicates the predominance of PNVCL in the dispersed phase, not excluding its presence in the continuous phase. Aiming to clarify and deepen this finding, an infrared analysis on a microscopic scale (micro-FTIR) was carried out.
3.5. Fourier Transform Infrared Spectromicroscopy (micro-FTIR)
Figure 6 shows the micro-FTIR spectra, magnified in the region between 1850 and 1550 cm-1, corresponding to the spectral average of an area (400 x 400 µm) analyzed in each polymer blend. The peaks around 1766 cm-1 and 1629 cm-1 refer to the C=O bond of PLA and PNVCL, respectively. It is possible to see a variation in the absorbance intensity of these peaks in the different blends. For the PNVCL/PLA 40/60 blend, the peak referring to PLA at 1766 cm-1 shows the highest absorbance, proving its higher concentration in this sample. The PNVCL/PLA 50/50 blend has a similar absorbance intensity between the peaks analyzed. While the peak at 1629 cm-1 referring to PNVCL appears more intense in the PNVCL/PLA 60/40 blend, due to the higher PNVCL contente in this blend.
The micro-FTIR results of all blends were similar, and the results for the PNVCL/PLA 60/40 blend are shown representatively in Figure 7. Figure 7a shows the microscopic image of a 200 µm x 200 µm cut-out of the area where the spectral average of the PNVCL/PLA 60/40 blend was obtained. By selecting the representative peaks of each polymer, at 1766 cm-1 for PLA and at 1629 cm-1 for PNVCL, the chemical absorbance maps were obtained in the form of a colored contour map (Figure 7b and 7c, respectively) for the selected area of the PNVCL/PLA 60/40 blend. For the absorbance maps, red indicates the maximum absorbance and blue the minimum absorbance. Thus, the absorbance map showed that PLA is predominantly present in the matrix phase of the blends, as observed by the red color, although its presence is also noted in the dispersed phase region. PNVCL shows maximum absorbance in the region of the domain phase, although its presence in the matrix phase can be seen in lower concentrations (lower intensity of color), in accordance with what was observed in the EDS analyses.
a) Optical microscopy image, b) absorbance chemical map at 1766 cm-1 and c) absorbance chemical map at 1629 cm-1 for the PNVCL/PLA 60/40 blend.
The coexistence of both polymers in varying concentrations in the different phases indicates the partial miscibility of the mixtures, which may be due to dipole-dipole intermolecular interactions between the carbonyl groups (C=O) present in the macromolecules, as was found in the study of Lu et al.45 for the mixture of PLA and polycaprolactone (PCL).
3.6. Differential scanning calorimetry (DSC)
Figure 8 and Table 3 show the DSC results and data obtained for PLA, PNVCL and their polymer blends. The PLA film shows thermal transitions characteristic of a semi-crystalline structure46 with a glass transition (Tg) at 61.6ºC, a cold crystallization temperature (Tcc) at 110.9ºC, as well as two melting temperatures (Tm) at 147.3ºC and 154.5ºC, resulting in 2.3% crystallinity. These values are intermediate to those reported in previous works36,47-49. The discrepancies found may be related to chemical composition and molar mass50.
The appearance of the double endothermic melting peak of PLA in DSC second heating indicates the formation of heterogeneous crystalline structures during recrystallization within the DSC51,52.
PNVCL is an amorphous polymer, and presented a Tg of 180.7 ºC. The difference between this value and other found in the literature53,54, can be attributed mainly to polymer molar mass and its distribution.
In relation to the PNVCL/PLA polymer blends, it can be seen that they presented two glass transition temperatures, with values similar to those of the precursor materials, close to 62.0 ºC for the PLA phase and around 178.0 ºC for the PNVCL composition, confirming the biphasic character of the mixture55. In addition, it can be inferred that PLA crystallization is hindered in the blends, since Tcf is not evident, and Tm appears discreetly at around 154.0 ºC, for a degree of crystallinity of less than 1%. Therefore, for the thermal conditions applied, the presence of PNVCL in the blends acted as an impurity, preventing the PLA from crystallizing, similar to what was observed by previous authors55 for the polyethylene terephthalate (PET) and polystyrene (PS) blends.
3.7. Thermogravimetric analysis (TGA)
The thermal stabilities of the materials were evaluated by thermogravimetry, according to the TGA curves and their derivatives (DTG curves) presented in Figure 9. The PLA film presented only one degradation step with mass loss of 98%, starting at 290 ºC, and a maximum mass loss rate at 368 ºC, similar to what was found in previous studies56. In turn, the PNVCL film exhibited a mass loss of 4% at around 98 ºC due to moisture elimination. The main stage of degradation of PNVCL is attributed to depolymerization41, whith 90% of mass loss, na onset degradation temperature of 369 ºC and a temperature of maximum mass loss rateat 440 ºC.
PNVCL/PLA polymer blends presented three steps of mass loss that are associated with the events seen in pure polymers, namely: moisture loss, PLA degradation and PNVCL depolymerization. Moisture removal occurred before 200 ºC, with a mass loss of up to 20% for the PNVCL/PLA 50/50 blend. The PLA degradation step in the blends shifted to lower temperatures compared to pure PLA, with a maximum mass loss rate around 353 ºC, as can be seen in the DTG curves. The degradation temperature of PNVCL in the blends was similar to that observed in pure PNVCL film.
It was not possible to observe a correspondence in the mass losses of the polymers according to the proportions used to prepare the polymer blends. This can be explained by the heterogeneity of the blends and the small mass used for TGA analyses (less than 10 mg).
3.8. Contact angle measurements
Figure 10 shows the images of the contact angle measurements of a water droplet on the surface of PLA, PNVCL, and PNVCL/PLA blends, analyzed at temperatures of 25 °C and 50 °C.
Images of contact angle measurements of PNVCL/PLA blend films and their precursor polymers at 25 and 50 ºC.
The absence of thermo-responsive properties is evident for the PLA film, as no variation in the contact angle is observed with temperature change. In contrast, the PNVCL film shows a significant variation in the contact angle, changing from 45.4 ° ± 2.1 ° to 80.0 ° ± 2.5 ° with increasing temperature. At 25 °C, the water droplet tends to spread more easily on the polymer surface due to its more hydrophilic state. On the other hand, at 50 °C, above the TPS, there is a preference for polymer-polymer interaction, leading to a decrease in hydrophilicity.
The results of the blends also indicated thermo-responsive behavior, with a variation in the contact angle observed at the analyzed temperatures. Additionally, the increase of PNVCL content in the blends resulted in increased hydrophilicity of the mixtures, as evidenced by the reduction of contact angles under conditions below the TPS, at 25 °C.
3.9. Opacification test
Figure 11 displays the images from the opacification test of the polymer films. The cloud point temperature (related to TPS) of pure PNVCL in distilled water (concentration of 10% w.v-1) is 32 ºC, as reported already in a previous work of our research group performed using the same PNVCL7. The analyses of blends indicated that the PNVCL/PLA 40/60, 50/50, and 60/40 blends began to exhibit opacification at 34 °C, 33 °C, and 32 °C, respectively. The reversibility of the turbidity of the solid films upon cooling could be observed almost instantaneously.
Images of the opacification analysis of solid blend films of PNVCL/PLA 40/60, 50/50, and 60/40.
These results demonstrate a decrease in the cloud point temperature of the films with the increase of PNVCL content, indicating that the concentration of PNVCL in the samples is the predominant factor governing the thermorresponsive behavior of the films, as expected.
4. Conclusions
Smart polymer blends of PNVCL/PLA were produced using the solvent casting method, with PNVCL weight contents of 40%, 50%, and 60%. The physicochemical and morphological characterizations demonstrated that the formed blends presented heterogeneous morphology. Through micro-FTIR analysis, it was possible to identify the distribution of the polymers in the phases observed in SEM, showing a prevalence of PNVCL in the dispersed phase and of PLA in the matrix phase. The polymer films from the blends exhibited thermo-responsiveness, as confirmed by the variation in contact angle and films opacity with temperature, with opacification temperatures observed between 34 °C and 32 °C, decreasing with the increase of PNVCL in the blends. Therefore, the physical mixing of PNVCL with PLA contributes to the improvement of properties of smart polymer systems, enabling new potential applications in the biomedical field, such as controlled drug release and smart dressings.
5. Acknowledgments
This work was financially supported by the National Council for Scientific and Technological Development (CNPq - Brazil) through the ongoing doctoral scholarship of G. R. C (Grant number 1401552/2022-9), as well as for A. N. G. G. scientific initiation scholarship (ID 220318946) through the Institutional Program for Scientific Initiation Scholarships (PIBIC/CNPq). D. A. O. and R. L. M. F. received master's scholarships from the Coordination for the Improvement of Higher Education Personnel (CAPES-Brazil).
The authors would like to thank the Petrochemistry Laboratory (LPQ), Fuels Laboratory (LAC), and Composite Materials and Structural Integrity Laboratory (CompoLab) of Petroleum and Energy Research Institute (i-LITPEG), as well as the Polymer Laboratory (LabPol) and Electron Microscopy Laboratory (LME) of National Institute of Union Technology and Coating of Materials (INTM) of Federal University of Pernambuco (UFPE).
This research used facilities of the Brazilian Synchrotron Light Laboratory (LNLS), part of the Brazilian Center for Research in Energy and Materials (CNPEM), a private non-profit organization under the supervision of the Brazilian Ministry for Science, Technology, and Innovations (MCTI). The IMBUIA-Micro beamline staff is acknowledged for the assistance during the experiments (proposal number 20232963).
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Data Availability
Data will be made available on request.
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Edited by
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Associate Editor:
Leonardo Gondim de Andrade e Silva.
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Editor-in-Chief:
Luiz Antonio Pessan.
Data will be made available on request.






















