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Effect of speech therapy on quality of life in patients with spinocerebelar ataxia type 3

Efeito da terapia fonoaudiológica na qualidade de vida de pacientes com ataxia espinocerebelar tipo 3

Abstract

Background

Individuals with spinocerebellar ataxia type 3 (SCA3) present communication and swallowing disorders, and consequent deterioration in quality of life (QOL).

Objective

To evaluate the impact of a speech therapy rehabilitation program on the QOL of patients with SCA3.

Methods

All participants were randomly assigned to two groups, an intervention group receiving speech therapy (STG) and a control group (CG). The International Cooperative Ataxia Rating Scale scores were 32.4 ± 20.2, and the Scale for the Assessment and Rating of Ataxia scores were 11.8 ± 8.0. The intervention consisted of a 12-session speech therapy rehabilitation program with oral, pharyngeal, and laryngeal strengthening exercises—the so-called ATAXIA–Myofunctional Orofacial and Vocal Therapy (A-MOVT). They all were submitted to pre- and postintervention evaluations using the World Health Organization's Quality of Life (WHOQOL-BREF) assessment, as well as the Living with Dysarthria (LwD), Quality of Life in Swallowing Disorders (SWAL-QOL), and Food Assessment Tool (EAT-10).

Results

The study sample consisted of 48 patients with SCA3 (STG = 25; CG = 23), mean age was 47.1 ± 11.4 years; mean age at symptom onset was 36.9 ± 11.3 years; disease duration was 11.9 ± 13.3 years. After the 3-month intervention, there were significant changes in the QOL in the STG compared with the CG, when assessed by the LwD (179.12 ± 62.55 vs. 129.88 ± 51.42, p < 0.001), SWAL-QOL (869.43 ± 153.63 vs. 911.60 ± 130.90, p = 0.010), and EAT-10 (5.16 ± 7.55 vs. 2.08 ± 3.85, p = 0.018).

Conclusions

Patients with SCA3 should receive continuous speech therapy as part of the A-MOVT program, because therapy helps to improve difficulty swallowing and dysarthria.

Keywords
Machado-Joseph Disease; Speech Therapy; Deglutition Disorders; Dysarthria; Quality of Life

Resumo

Antecedentes

Indivíduos com ataxia espinocerebelar tipo 3 (AEC3) apresentam distúrbios da comunicação e deterioração da deglutição e, consequentemente, na qualidade de vida (QV).

Objetivo

Avaliar o impacto de um programa de reabilitação fonoaudiológica na QV em pacientes com AEC3.

Métodos

Todos os participantes foram alocados aleatoriamente em dois grupos, um grupo intervenção que recebeu terapia fonoaudiológica (GTF) e um grupo controle (GC). As pontuações das escalas: International Cooperative Ataxia Rating Scale (ICARS) foram 32,4 ± 20,2 e da Scale for the Assessment and Rating of Ataxia (SARA) foram 11,8 ± 8,0. A intervenção consistiu em um programa de reabilitação fonoaudiológica de 12 sessões composto por exercícios de fortalecimento oral, faríngeo e laríngeo - denominados ATAXIA - Terapia Miofuncional Orofacial e Vocal (A-TMOV). Todos foram submetidos a avaliações pré e pós-intervenção por meio dos protocolos World Health Organization's Quality of Life (WHOQOL-BREF), Vivendo com Disartria (VcD), Quality of Life in Swallowing Disorders (SWAL-QOL) e Food Assessment Tool (EAT-10).

Resultados

A amostra foi composta por 48 pacientes com AEC3 (25 no GTF e 23 no GC), média de idade 47,1 ± 11,4anos; média de idade de início dos sintomas 36,9 ± 11,3anos; duração da doença 11,9 ± 13,3anos. Após intervenção de três meses, houve mudanças significativas na QV no GTF em comparação com o GC quando avaliado pelo VcD (179,12 ± 62,55 versus129,88 ± 51,42, p < 0,001), SWAL-QOL (869,43 ± 153,63 versus 911,60 ± 130,90, p = 0,010), EAT-10 (5,16 ± 7,55 versus 2,08 ± 3,85, p = 0,018).

Conclusões

Pacientes com AEC3 devem receber terapia fonoaudiológica contínua como parte do programa A-TMOV, pois a terapia ajuda a melhorar a dificuldade de deglutição e a disartria.

Palavras-chave
Doença de Machado-Joseph; Fonoterapia; Transtornos de Deglutição; Disartria; Qualidade de Vida

INTRODUCTION

Spinocerebellar ataxia type 3 (SCA3) is a degenerative disease that is inherited in an autosomal dominant pattern. SCA3 is caused by a Chromosomal triplet - cytosine, adenine, guanine (CAG) repeat expansion located in ATXN3 gene. It has an estimated prevalence of 1:100,000 in the Brazilian population. This disease usually manifests between the ages of 30 and 50, and its characteristic symptoms include ataxia, abnormal eye movements, and diplopia.11 Lopes Vaz R, Ramos Ribeiro G, Nery LG, da Costa ACM, Oliveira GS, Arruda JT. Neuropathology of spinocerebellar ataxia Type 3 (SCA3) – Machado Joseph diseases. Res Soc Dev. 2021;10(03): e16910313138. Doi: 10.33448/rsd-v10i3.13138
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,22 França MC Jr, D'Abreu A, Nucci A, Lopes-Cendes I. Muscle excitability abnormalities in Machado-Joseph disease. Arch Neurol 2008;65(04):525–529. Doi: 10.1001/archneur.65.4.525
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The degenerative process underlying SCA3 affects the central nervous system (CNS) and/or the peripheral nervous system (PNS), including areas and pathways that are involved in motor speech and swallowing. As the disease progresses, individuals with SCA3 exhibit communication and swallowing disorders, which lead to a deterioration in quality of life (QOL). They are also at risk of aspiration pneumonia, and thus, increased mortality.33 Meira AT, Pedroso JL, Boller F, Franklin GL, Barsottini OGP, Teive HAG. Reconstructing the History of Machado-Joseph Disease. Eur Neurol 2020;83(01):99–104. Doi: 10.1159/000507191
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,44 Rüb U, Brunt ER, Del Turco D, et al. Guidelines for the pathoanatomical examination of the lower brain stem in ingestive and swallowing disorders and its application to a dysphagic spinocerebellar ataxia type 3 patient. Neuropathol Appl Neurobiol 2003; 29(01):1–13. Doi: 10.1046/j.1365-2990.2003.00437.x
https://doi.org/10.1046/j.1365-2990.2003...

The presence of dysarthria is inevitable in this disease, and is defined as alterations in sound succession, resulting from disturbances in the neuromuscular control of speech mechanisms. It affects the functions of breathing, phonation, resonance, articulation, and prosody.55 Darley FL, Aronson AE, Brown JR. Differential diagnostic patterns of dysarthria. J Speech Hear Res 1969;12(02):246–269. Doi: 10.1044/jshr.1202.246
https://doi.org/10.1044/jshr.1202.246...
We know that speech production is a complex process that involves quick and precise changes in the articulatory system (maxilla, jaw, lips, teeth, tongue, and soft palate); these changes are synchronized with the production of air66 Wolf AE, Mourão L, França MC Jr, Machado Júnior AJ, Crespo AN. Phonoarticulation in spinocerebellar ataxia type 3. Eur Arch Otorhinolaryngol 2017;274(02):1139–1145. Doi: 10.1007/s00405-016-4240-x
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and coordinated with various areas of motor control function including the cerebellum.77 Kent RD. Nonspeech Oral Movements and Oral Motor Disorders: A Narrative Review. Am J Speech Lang Pathol 2015;24(04):763–789. Doi: 10.1044/2015_AJSLP-14-0179
https://doi.org/10.1044/2015_AJSLP-14-01...
The coordination of orofacial movements ensures the proper emission of consonants and vowels to form first syllables and then words.77 Kent RD. Nonspeech Oral Movements and Oral Motor Disorders: A Narrative Review. Am J Speech Lang Pathol 2015;24(04):763–789. Doi: 10.1044/2015_AJSLP-14-0179
https://doi.org/10.1044/2015_AJSLP-14-01...

The presence of dysarthria is identified through a combination of auditory and acoustic perceptual analysis, and speech impairment has a direct impact on the QOL of these patients.

Knowing to what extent communication is affected allows professionals to prescribe and provide adequate rehabilitation. From the International Classification of Functioning, Disability and Health (ICF) we can measure a person's health and well-being while functioning in their environment, such as at school or at work.88 Farias N, Buchalla CM. [The International Classification of Functioning, Disability and Health: Concepts, Uses and Perspectives]. Rev Bras Epidemiol 2005;8(05):187–193 Additionally, several condition-specific QOL questionnaires were developed from this classification.

In a study,99 Leite Neto L, Constantini AC. Dysarthria and quality of life in patients with amyotrophic lateral sclerosis. Rev CEFAC 2017;19 (05):664–673. Doi: 10.1590/1982-021620171954017
https://doi.org/10.1590/1982-02162017195...
the authors revealed that the greater the severity of dysarthria, the more negative was its impact on the QOL of individuals with neurodegenerative disease. Additionally, all speech parameters evaluated in this study (respiration, phonation, resonance, articulation, and prosody) were altered to varying degrees and contributed to the deterioration in communication. According to the authors, it's important to evaluate and monitor for dysarthria, as well as the aspects of QOL, to offer treatment options or, at least, promote the preservation of clinical conditions, favoring social interaction in all stages of the disease. Other studies1010 Guimarães KC, Drager LF, Genta PR, Marcondes BF, Lorenzi-Filho G. Effects of oropharyngeal exercises on patients with moderate obstructive sleep apnea syndrome. Am J Respir Crit Care Med 2009;179(10):962–966. Doi: 10.1164/rccm.200806-981OC
https://doi.org/10.1164/rccm.200806-981O...
1313 Warnecke T, Labeit B, Schroeder J, et al. Neurogenic Dysphagia: Systematic Review and Proposal of a Classification System. Neurology 2021;96(06):e876–e889. Doi: 10.1212/WNL.0000000000011350
https://doi.org/10.1212/WNL.000000000001...
have demonstrated that normal orofacial functions including speech, chewing, sucking, swallowing, and breathing are essential for good QOL.

Therefore, rehabilitation is essential for patients with SCA3.1414 Kent RD, Duffy JR, Slama A, Kent JF, Clift A. Clinicoanatomic studies in dysarthria: review, critique, and directions for research. J Speech Lang Hear Res 2001;44(03):535–551. Doi: 10.1044/1092-4388(2001/042)
https://doi.org/10.1044/1092-4388(2001/0...
Yet, few studies have assessed the QOL of SCA3 patients who receive speech rehabilitation. Thus, this study is aimed at evaluating the impact of a speech therapy program—the so-called ATAXIA – Myofunctional Orofacial and Vocal Therapy (A-MOVT)—on the QOL of patients with SCA3.

METHODS

Study design

This is a randomized controlled clinical trial, approved by the Ethics and Research Committee of the Federal University of São Paulo – UNIFESP (protocol 1206/2016). The main objective of the study was to evaluate the impact of a speech therapy program, A-MOVT, on the QOL of patients with SCA3; the secondary objective was to verify the impact of exercises on voice, on swallowing, and in the overall communication of these patients, as well as adherence to the A-MOVT program.

Patients chose a card with a number (1 for the speech therapy group and 2 for the control group). Group 1 (GT; n=25) underwent rehabilitation once a week with a total of 12 sessions. O control group (CG; n=23) did not undergo intervention and were patients on the waiting list for speech therapy (▸Figures 1 and ▸2). The speech therapy group (GTS; n = 25) underwent a rehabilitation program once a week for a total of 12 sessions. The control group (CG; n = 23) suffered no intervention and were patients on the waiting list for speech therapy. We used a structured interview to collect sociodemographic and clinical information, including age, sex, disease duration, symptom onset, as well as the International Cooperative Ataxia Rating Scale (ICARS) and Scale for the Assessment and Rating of Ataxia (SARA) scores, World Health Organization's Quality of Life (WHOQOL-BREF) assessment, Quality of Life in Swallowing Disorders (SWAL-QOL), Living with Dysarthria (LwD), and Food Assessment Tool (EAT-10) questionnaires.

Figure 1
Diagram of the pre- and postintervention assessment protocol of participants.
Figure 2
Study protocol.

Participants

We evaluated patients with SCA3 with voice and/or swallowing complaints treated by the Ataxia Unit of the Department of Neurology of UNIFESP, in São Paulo, Brazil, from 2016 to 2019. Inclusion criteria for patients with a diagnosis of SCA3 evaluated at the ataxia outpatient clinic were: patients of both genders, between 18 and 70 years of age, as well as patients with complaints related to voice or swallowing, or with complaints associated to both voice and swallowing. Exclusion criteria were inability to follow instructions; other neurological disorders; severe clinical or psychiatric diseases; and previous participation in speech therapy programs.

The study was retrospectively registered at the Registro Brasileiro de Ensaios Clínicos (ReBEC), protocol number RBR-35dk2fc, and dated February 5, 2021. All participants read and signed an informed consent form before being enrolled in the study.

Outcomes measures

Knowing that SCA3 is a disease that affects oral muscles, we designed an orofacial myofunctional and voice therapy program, consisting of specific strengthening exercises, the A-MOVT. This program focuses on speech rehabilitation and involves oropharyngeal muscle resistance and vocal exercises to improve muscle tonicity, mobility, postural control, and function of the soft tissues (soft palate, pharyngeal constrictor muscles, suprahyoid muscles, tip and root of tongue, cheeks, and lips). It also promotes adequate orofacial functions of chewing, sucking, swallowing, breathing, voice, and speech. The study intervention based on the A-MOVT program consisted of a weekly, in-person session of speech therapy over a three-month period (12 sessions). At the end of each session, as the participant showed therapeutic progress, they were prescribed a new set of exercises to be completed thrice daily for 20 minutes at home. Each session should be recorded in an exercise journal, which was checked weekly by an examiner, who also prescribed new exercises every week. The assessment of adherence to speech therapy was based on the percentage of times that patients performed the exercises during the 3-month treatment period.

The WHOQOL-BREF questionnaire to measure QOL was administered, assessing 6 QOL domains: physical, psychological, level of independence, social relationships, environment, and spirituality. The answers to each item of the questionnaire ranged from 1 to 5, and the closer to 5, the better the QOL perception.1515 Skevington SM, Lotfy M, O'Connell KAWHOQOL Group. The World Health Organization's WHOQOL-BREF quality of life assessment: psychometric properties and results of the international field trial. A report from the WHOQOL group. Qual Life Res 2004;13 (02):299–310. Doi: 10.1023/B:QURE.0000018486.91360.00
https://doi.org/10.1023/B:QURE.000001848...
1717 McHorney CA, Robbins J, Lomax K, et al. The SWAL-QOL and SWAL-CARE outcomes tool for oropharyngeal dysphagia in adults: III. Documentation of reliability and validity. Dysphagia 2002;17(02):97–114. Doi: 10.1007/s00455-001-0109-1
https://doi.org/10.1007/s00455-001-0109-...

The SWAL-QOL was also performed to measure the impact of dysphagia on QOL. It consists of 44 items divided into 10 domains (burden, eating duration, eating desire, symptom frequency, food selection, communication, fear, mental health, social functioning, sleep, and fatigue). Scores range from 0 to 100; lower scores indicate higher impact of dysphagia on QOL. It characterizes the consistency of foods that a person can swallow and self-classifies health as poor, fair, good, very good, or excellent.1818 Montoni NP, Alves I, Bandeira AKC, Carrara-Angelis E. Cross-cultural adaptation of the SWAL-QOL and SWAL-CARE Questionnaires into Brazilian Portuguese. Appl Cancer Res. 2009; 29:123–134 The SWAL-QOL is the only instrument that assesses dysphagia irrespective of the condition,1717 McHorney CA, Robbins J, Lomax K, et al. The SWAL-QOL and SWAL-CARE outcomes tool for oropharyngeal dysphagia in adults: III. Documentation of reliability and validity. Dysphagia 2002;17(02):97–114. Doi: 10.1007/s00455-001-0109-1
https://doi.org/10.1007/s00455-001-0109-...
,1919 Bettencourt C, Lima M. Machado-Joseph Disease: from first descriptions to new perspectives. Orphanet J Rare Dis 2011; 6:35. Doi: 10.1186/1750-1172-6-35
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,2020 Costa FP, Diaféria G, Behlau M. Communicative aspects and coping strategies in patients with Parkinson's disease. CoDAS 2016;28 (01):46–52. Doi: 10.1590/2317-1782/20162015054
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and is validated for use in individuals with SCA3.1414 Kent RD, Duffy JR, Slama A, Kent JF, Clift A. Clinicoanatomic studies in dysarthria: review, critique, and directions for research. J Speech Lang Hear Res 2001;44(03):535–551. Doi: 10.1044/1092-4388(2001/042)
https://doi.org/10.1044/1092-4388(2001/0...

The LwD2121 Hartelius L, Elmberg M, Holm R, Lovberg AS, Nikolaidis S. Living with dysarthria: evaluation of a self-report questionnaire. Folia Phoniatr Logop 2008;60(01):11–19. Doi: 10.1159/000111799
https://doi.org/10.1159/000111799...
was used to measure the impact of dysarthria on communication. It consists of 50 items divided into 10 subscales (problems related to speech, language/cognition, fatigue, emotions, different people and circumstances, role restrictions, causing factors, restriction types, and strategies). Each statement is rated from 0 to 5: definitely false, mostly false, partly false, sometimes true, mostly true, and definitely true. The total score of the questionnaire is calculated by adding the scores of each affirmative statement from all sections. The minimum score is 50 points, which suggests little impact of dysarthria on QOL, and the maximum is 300 points, which indicates a high impact of dysarthria on the subject's QOL.2121 Hartelius L, Elmberg M, Holm R, Lovberg AS, Nikolaidis S. Living with dysarthria: evaluation of a self-report questionnaire. Folia Phoniatr Logop 2008;60(01):11–19. Doi: 10.1159/000111799
https://doi.org/10.1159/000111799...

The EAT-10 was applied to identify the risk of dysphagia. It is a self-assessment tool that provides information on functional independence, emotional impact, and physical symptoms that swallowing difficulties may cause. A total score of 3 points or more is considered as a cutoff point for the risk of dysphagia.2222 Belafsky PC, Mouadeb DA, Rees CJ, et al. Validity and reliability of the Eating Assessment Tool (EAT-10). Ann Otol Rhinol Laryngol 2008;117(12):919–924. Doi: 10.1177/000348940811701210
https://doi.org/10.1177/0003489408117012...

We used the following clinical scales to assess the SCA3: ICARS and SARA. The ICARS consists of a 100 point semiquantitative test. The scale involves a compartmentalized quantification of postural and orthostatic disorders (PD-7 items; 34 points), limb ataxia (LA-7 items; 8 points), dysarthria (DS-2 items; 8 points), and oculomotor disorders (OD-3 items; 6 points). The SARA score is an easier and more practical scale, used for measuring the severity of cerebellar ataxia. It has 8 items that yield a total score of 0 (no ataxia) to 40 (most severe ataxia); 1: gait (score 0 to 8), 2: stance (score 0 to 6), 3: sitting (score 0 to 4), 4: speech disturbance (score 0 to 6), 5: finger chase (score 0 to 4), 6: nose-finger test (score 0 to 4), 7: fast alternating hand movements (score 0 to 4), and 8: heel-shin slide (score 0 to 4). Limb kinetic functions (items 5 to 8) are rated independently for both sides, and the arithmetic mean of both sides is included in the SARA total score.2323 Maggi FA, Braga-Neto P, Chien HF, et al. Cross-cultural adaptation and validation of the International Cooperative Ataxia Rating Scale (ICARS) to Brazilian Portuguese. Arq Neuropsiquiatr 2018; 76(10):674–684. Doi: 10.1590/0004-282X20180098
https://doi.org/10.1590/0004-282X2018009...
2626 Trouillas P, Takayanagi T, Hallett M, et al; The Ataxia Neuropharmacology Committee of the World Federation of Neurology. International Cooperative Ataxia Rating Scale for pharmacological assessment of the cerebellar syndrome. J Neurol Sci 1997;145 (02):205–211. Doi: 10.1016/s0022-510x(96)00231-6
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Both scales were translated and validated into Brazilian versions.2323 Maggi FA, Braga-Neto P, Chien HF, et al. Cross-cultural adaptation and validation of the International Cooperative Ataxia Rating Scale (ICARS) to Brazilian Portuguese. Arq Neuropsiquiatr 2018; 76(10):674–684. Doi: 10.1590/0004-282X20180098
https://doi.org/10.1590/0004-282X2018009...
,2424 Braga-Neto P, Godeiro-Junior C, Dutra LA, Pedroso JL, Barsottini OG. Translation and validation into Brazilian version of the Scale of the Assessment and Rating of Ataxia (SARA). Arq Neuropsiquiatr 2010;68(02):228–230. Doi: 10.1590/s0004-282X2010000200014
https://doi.org/10.1590/s0004-282X201000...

Statistical analysis

Statistical analysis was performed using the Statistica (StatSoft. Inc., Tulsa, USA) software package, version 13.0. Means and standard deviations were used to describe the data. General linear models for analysis of variance (ANOVA) were used to compare the study groups for demographic data and scale scores (WHOQOL-BREF, LwD, SWAL-QOL, EAT-10). Post hoc tests with the Bonferroni correction were used when appropriate. A 5% significance level was set.

RESULTS

The study sample consisted of 48 participants, 33 females (69%) and 15 males (31%). ▸Table 1 shows a comparison of clinical characteristics between the intervention group (STG) and the control group (CG).

Table 1
Comparison of clinical characteristics between the intervention group (STG) and control group (CG)

The LwD data on QOL (▸Table 2) showed a significant main effect when both groups were compared (F(1,46) = 44.675, p = 0.001). The post hoc test with the Bonferroni correction revealed improvement, with reduced dysarthria symptoms in the STG postintervention (p < 0.001). The mean total LwD score was 179 for both groups (▸Table 2). The STG showed a significant score reduction (from 179 to 129) postintervention; however, scores increased in the CG (from 179.0 ± 60.5 to 182.3 ± 90.2) since all participants in our sample previously had vocal complaints.

Table 2
Pre- and postintervention quality of life assessment using the WHOQoL-Bref, LwD, SWAL-QoL, and EAT-10 questionnaires in the intervention group (STG) and in the control group (CG)

The SWAL-QOL scores showed a significant main effect of group (F(1,46) = 9.668, p = 0.003). The post hoc test with the Bonferroni correction revealed a significant improvement in the communication domain in the STG at 3 months of intervention (p = 0.007). Besides, there was a main effect in the total SWAL-QOL score (increase from 869 to 911) (F(1,46) = 7.206, p = 0.010) and the post hoc test identified lower scores in the CG at 3 months (p = 0.007).

The EAT-10 score revealed a main effect with a reduction in swallowing symptoms (from 5 to 2) (F(1,46) = 6.019, p = 0.018). The post hoc test with the Bonferroni correction showed significant improvement in EAT-10 scores in the STG at the end of the 3-month period (p = 0.024).

The LwD assessment data (▸Table 3) showed some significant changes in the STG when compared with the CG postintervention, with higher total scores and individual subscale scores (2–problems related to language and cognition; 3–problems related to fatigue; 4–effects of emotions; 5–effects of different persons; 6–effects of different situations; 7–role restrictions; 8–causing factors; 9–type of restriction; and 10–strategies) (p < 0.050 for all comparisons).

Table 3
Comparisons of partial and total mean LwD scores between the intervention group (STG) and the control group (CG)

The average adherence to the treatment of the STG was 59.89%. We consider that treatment adherence was good, since patients frequently executed the exercises proposed by the A-MOVT program.

DISCUSSION

We evaluated the impact of a speech therapy intervention—specifically, 12 sessions of the A-MOVT program—on the QOL of participants with SCA3 using four different questionnaires. We found a significant change in the QOL measured by the LwD, SWAL-QOL, and EAT-10 in the STG when compared with the CG.

This present study demonstrated that the A-MOVT rehabilitation program could lead to significant improvements in key aspects of communication and have a positive satisfactory impact on QOL. Because this is a progressive disease with no effective drug treatment to stop or reverse its course, individuals with SCA3 usually find it hard to believe they might improve their speech and voice impairments.1010 Guimarães KC, Drager LF, Genta PR, Marcondes BF, Lorenzi-Filho G. Effects of oropharyngeal exercises on patients with moderate obstructive sleep apnea syndrome. Am J Respir Crit Care Med 2009;179(10):962–966. Doi: 10.1164/rccm.200806-981OC
https://doi.org/10.1164/rccm.200806-981O...
1212 Logemann JA, Pauloski BR, Rademaker AW, Colangelo LA. Speech and swallowing rehabilitation for head and neck cancer patients. Oncology (Williston Park) 1997;11(05):651–656, 659, discussion 659, 663–664,2727 Thach WT, Bastian AJ. Role of the cerebellum in the control and adaptation of gait in health and disease. Prog Brain Res 2004; 143:353–366. Doi: 10.1016/s0079-6123(03)43034-3
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With progression of the disease, postural and gait disturbances may increase the risk of falls in individuals with SCA3. There is a reduction in their level of function and independence, and they may avoid leaving their homes out of fear of falling, which contributes to social isolation and restricted family and social contacts.2828 Konno KM, Zonta MB, Guimarães ATB, et al. Balance and physical functioning in Spinocerebellar ataxias 3 and 10. Acta Neurol Scand 2021;143(04):458–463. Doi: 10.1111/ane.13384
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Thus, social aspects of life as well as mobility and activities of daily living are compromised, with increasing motor and emotional difficulties that may have an impact on cognitive function and cause articulation and speech disorders.1313 Warnecke T, Labeit B, Schroeder J, et al. Neurogenic Dysphagia: Systematic Review and Proposal of a Classification System. Neurology 2021;96(06):e876–e889. Doi: 10.1212/WNL.0000000000011350
https://doi.org/10.1212/WNL.000000000001...

Individuals with SCA3 can present deficits in multiple speech production subsystems, which may lead to significant impairment in oral communication and interfere with expressive communication and social and occupational aspects.1414 Kent RD, Duffy JR, Slama A, Kent JF, Clift A. Clinicoanatomic studies in dysarthria: review, critique, and directions for research. J Speech Lang Hear Res 2001;44(03):535–551. Doi: 10.1044/1092-4388(2001/042)
https://doi.org/10.1044/1092-4388(2001/0...
,2929 Burger RCP, Caixeta EC, Di Ninno CQMS. [The relation among sleep apnea, snore and mouth breathing]. Rev CEFAC 2004;6(03): 266–2713131 Silva FS, Pabis JVPC, de Alencar AG, da Silva KB, Peternella FMN. Evolução da doença de Parkinson e comprometimento da qualidade de vida. Rev Neurocienc. 2010;18(04):463–468. Doi: 10.34024/rnc.2010.v18.8432
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Clinical speech therapy experiments in SCA3 are essential for adequate treatment. It is key for better understanding how individuals with SCA3 experience their limitations and to guide the implementation of more effective strategies during speech therapy. Verbal communication is essential for education, work, and social functioning and expression.

We found no significant change in the WHOQOL-BREF scores for items that assess physical, psychological, social, and environmental aspects in both groups.

As for the SWAL-QOL questionnaire, there was an increase in total score in the STG, compared with the CG, with significantly higher subscale scores: burden, eating desire, symptom frequency, communication, fear, mental health, social functioning, sleep, and fatigue. The total EAT-10 score also improved in the STG, with significant improvement reported in the eating difficulties item.

Dysphagia refers to difficulties in swallowing, which prevents effective bolus passage through the digestive tract and affects the stages of swallowing.3232 de Azevedo LL, Cardoso F. [The action of levodopa and its influence on voice and speech of patients with Parkinson disease]. Rev Soc Bras Fonoaudiol 2009;14(01):136–141. Doi: 10.1590/S1516-80342009000100021
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This condition may lead to diet restrictions (bolus consistency or volume), associated risks (e.g., bronchoaspiration), and exclusive use of alternative feeding routes.3333 Bauer V, Aleric Z, Jancic E. Comparing voice self-assessment with auditory perceptual analysis in patients with multiple sclerosis. Int Arch Otorhinolaryngol 2015;19(02):100–105. Doi: 10.1055/s-0034-1397332
https://doi.org/10.1055/s-0034-1397332...
Our study showed significantly lower SWAL-QOL scores (for individual items—burden, eating desire, duration, symptom frequency, food selection, communication, mental health, and fear—and total score) in the CG at the 3-month assessment. When eating is considered a burden, it may reflect a patient's fear of immobility or muscle fatigue. Better performance in these items affects the QOL of individuals with SCA3. Lower scores for the item food selection are often associated with the need of modified diets.3434 Rönnefarth M, Hanisch N, Brandt AU, et al. Dysphagia Affecting Quality of Life in Cerebellar Ataxia-a Large Survey. Cerebellum 2020;19(03):437–445. Doi: 10.1007/s12311-020-01122-w.PMID
https://doi.org/10.1007/s12311-020-01122...
McHorney et al.1616 McHorney CA, Bricker DE, Kramer AE, et al. The SWAL-QOL outcomes tool for oropharyngeal dysphagia in adults: I. Conceptual foundation and item development. Dysphagia 2000;15(03): 115–121. Doi: 10.1007/s004550010012
https://doi.org/10.1007/s004550010012...
found that dietary or bolus consistency restrictions can lead to increased fear of eating. Difficulty swallowing was considered a very serious problem with great impact on mental health. Therefore, dysphagia may be a risk factor for unintentional weight loss and a tendency toward unfavorable nutritional behavior, probably leading to more severe complications such as malnutrition and recurrent infections.3434 Rönnefarth M, Hanisch N, Brandt AU, et al. Dysphagia Affecting Quality of Life in Cerebellar Ataxia-a Large Survey. Cerebellum 2020;19(03):437–445. Doi: 10.1007/s12311-020-01122-w.PMID
https://doi.org/10.1007/s12311-020-01122...

In other scientific studies,44 Rüb U, Brunt ER, Del Turco D, et al. Guidelines for the pathoanatomical examination of the lower brain stem in ingestive and swallowing disorders and its application to a dysphagic spinocerebellar ataxia type 3 patient. Neuropathol Appl Neurobiol 2003; 29(01):1–13. Doi: 10.1046/j.1365-2990.2003.00437.x
https://doi.org/10.1046/j.1365-2990.2003...
,3232 de Azevedo LL, Cardoso F. [The action of levodopa and its influence on voice and speech of patients with Parkinson disease]. Rev Soc Bras Fonoaudiol 2009;14(01):136–141. Doi: 10.1590/S1516-80342009000100021
https://doi.org/10.1590/S1516-8034200900...
the authors have shown that difficulty swallowing is associated with compromised QOL. Early identification and assessment of impairment is required. These findings emphasize the importance of speech-language interventions for difficulty swallowing in individuals with SCA3, as it affects eating function and psychosocial aspects,3535 Pedroso JL, Braga-Neto P, Felício AC, et al. Sleep disorders in machado-joseph disease: frequency, discriminative thresholds, predictive values, and correlation with ataxia-related motor and non-motor features. Cerebellum 2011;10(02):291–295. Doi: 10.1007/s12311-011-0252-7
https://doi.org/10.1007/s12311-011-0252-...
as well as QOL of patients and their families.

Several conditions that present difficulty to swallow may show a positive correlation between QOL and swallowing impairment, and thus, negatively affect QOL.1717 McHorney CA, Robbins J, Lomax K, et al. The SWAL-QOL and SWAL-CARE outcomes tool for oropharyngeal dysphagia in adults: III. Documentation of reliability and validity. Dysphagia 2002;17(02):97–114. Doi: 10.1007/s00455-001-0109-1
https://doi.org/10.1007/s00455-001-0109-...
Difficulty swallowing has a negative social impact due to restrictions in daily routines and social activities. There is a consensus among several authors that a feeling of frustration and discouragement can make individuals with dysphagia avoid eating with others.3636 Ekberg O, Hamdy S, Woisard V, Wuttge-Hannig A, Ortega P. Social and psychological burden of dysphagia: its impact on diagnosis and treatment. Dysphagia 2002;17(02):139–146. Doi: 10.1007/s00455-001-0113-5
https://doi.org/10.1007/s00455-001-0113-...
,3737 Dos Santos Marques T, Furia CL, Lira JO. Effect of speech-language therapy in Machado-Joseph disease: case report. Audiol Commun Res 2020;25:e2264. Doi: 10.1590/2317-6431-2019-2264
https://doi.org/10.1590/2317-6431-2019-2...

Studies focusing on dysphagia in SCAs are still scarce. Although dysphagia in SCA3 is a common complaint and symptom, it is still rarely addressed in the literature; the most common changes are associated with oral and pharyngeal phases of swallowing. Symptoms involve muscle weakness, dystonia, and impaired motor coordination that cause difficulty swallowing and dysarthria. Dysphagia in individuals with SCA3 is mainly characterized by choking and coughing when drinking liquids and eating solid foods.44 Rüb U, Brunt ER, Del Turco D, et al. Guidelines for the pathoanatomical examination of the lower brain stem in ingestive and swallowing disorders and its application to a dysphagic spinocerebellar ataxia type 3 patient. Neuropathol Appl Neurobiol 2003; 29(01):1–13. Doi: 10.1046/j.1365-2990.2003.00437.x
https://doi.org/10.1046/j.1365-2990.2003...
,66 Wolf AE, Mourão L, França MC Jr, Machado Júnior AJ, Crespo AN. Phonoarticulation in spinocerebellar ataxia type 3. Eur Arch Otorhinolaryngol 2017;274(02):1139–1145. Doi: 10.1007/s00405-016-4240-x
https://doi.org/10.1007/s00405-016-4240-...
Some studies argue that, although difficulty swallowing affects individuals with SCA3, it is not associated with the onset or progression of other symptoms.1414 Kent RD, Duffy JR, Slama A, Kent JF, Clift A. Clinicoanatomic studies in dysarthria: review, critique, and directions for research. J Speech Lang Hear Res 2001;44(03):535–551. Doi: 10.1044/1092-4388(2001/042)
https://doi.org/10.1044/1092-4388(2001/0...
,3737 Dos Santos Marques T, Furia CL, Lira JO. Effect of speech-language therapy in Machado-Joseph disease: case report. Audiol Commun Res 2020;25:e2264. Doi: 10.1590/2317-6431-2019-2264
https://doi.org/10.1590/2317-6431-2019-2...
However, since SCA3 is a progressive condition, difficulty swallowing and dysarthria may have an early onset. Assessing the impact of these conditions on QOL is important to determine prognostic factors and appropriate treatment strategies.

Our study has encountered some limitations, among which are: the small sample size of the population studied, which only allows for preliminary and incomplete results; and the short duration of the rehabilitation program (12 sessions).

Finally, since this is an incurable and irreversible disease, with continuously declining abilities, mid- and long-term follow-up of these patients would more efficiently demonstrate whether continuous therapy is truly effective.

In conclusion, despite suffering from a degenerative disease, individuals with SCA3 submitted to dysarthria and swallowing therapies showed improvement in QOL postintervention, in addition to improvement in voice, swallowing, and adherence to the A-MOVT program. These are promising results, and we recommend similar speech therapy rehabilitation programs for improving and/or maintaining the QOL in individuals with SCA3.

Acknowledgments

We are grateful for the fundamental collaboration of librarian Andréia Carmo and speech therapist Camila Cavalheiro.

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Publication Dates

  • Publication in this collection
    09 Jan 2023
  • Date of issue
    2022

History

  • Received
    13 Sept 2021
  • Accepted
    01 Dec 2021
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