Open-access Performance of primary health care according to PCATool instrument: a systematic review

Abstract

This study aims to analyze studies that evaluated the performance of Primary Health Care (PHC) services by using the Primary Care Assessment Tool (PCATool) under a worldwide user perspective. This is a systematic review that implemented the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) model, from the following databases: Lilacs, Medline, SciELO, PubMed and the Coordination for the Improvement of Higher Education Personnel (CAPES) Journals Website, using descriptors Primary Care Assessment Tool and PCATool. Considering inclusion and exclusion criteria, we analyzed 22 research papers published from 2007 to 2015. The best-evaluated attributes were cultural competence, first contact use and longitudinality. On the other hand, the worst evaluated were first contact accessibility, family orientation, community orientation and comprehensiveness. Most of the health services evaluated were from Brazil, applied to “traditional” primary care clinic (UBS) and the Health Family Strategy (FHS). Services evaluated should strengthen structure and process components to achieve a better performance in PHC.

Primary care assessment tool; Primary Health Care; PCATool; Systematic review; Health evaluation

Resumo

O objetivo deste trabalho foi analisar os estudos que avaliaram o desempenho dos serviços de Atenção Primária à Saúde (APS) mediante uso do instrumento Primary Care Assessment Tool (PCATool) na perspectiva do usuário, em âmbito mundial. Estudo de revisão sistemática, seguindo o modelo Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA), a partir das seguintes bases: Lilacs, MedLine, SciElo, PubMed e Portal de Periódicos da Capes. Os descritores utilizados foram: Primary Care Assessment Tool e PCATool. Seguindo os critérios de inclusão e exclusão, analisaram-se 22 artigos, publicados entre os anos de 2007 a 2015 na literatura nacional e internacional. Os atributos mais bem avaliados foram competência cultural, acesso de primeiro contato subitem utilização e longitudinalidade. Enquanto os piores desempenhos encontrados foram acesso de primeiro contato, acesso de primeiro contato subitem acessibilidade, orientação familiar, orientação comunitária e integralidade. Grande parte dos serviços avaliados eram brasileiros, aplicados nas Unidades Básicas de Saúde e nas Estratégia de Saúde da Família; os serviços avaliados apresentaram necessidade de fortalecimento dos componentes da estrutura e processo para melhor desempenho da APS.

Primary Care Assessment Tool; Atenção Primária em Saúde; PCATool; Revisão sistemática; Avaliação em saúde

Introduction

In 1978, with the Alma-Ata International Conference1, Primary Health Care (PHC) gains momentum as a strategy to be implemented in the operationalization of health services (HS) under ongoing health care that provides prevention, promotion, treatment and rehabilitation at affordable costs1-4.

Based on the assumptions defined in Alma-Ata1, Starfield5 codified PHC into four essential attributes and three derivatives, which qualify services as PHC and increase their interaction power with users and communities. The essential attributes are first contact access, access and use of HS whenever necessary; longitudinality, understood as a professional-subject-of-care temporal relationship, leading to the establishment of a strong mutual trust; coordination, understood as the integration of all the care that the user receives and needs with the other HS; comprehensiveness, represented by actions of promotion, prevention, treatment and rehabilitation appropriate to the PHC context, recognizing the biopsychosocial character of the health-disease-illness process6. Derivative attributes include family orientation, which is the knowledge of family factors that interfere in the health-disease-illness process by the health team, considering the family as the subject of care; community orientation, understood as the recognition of community health needs, guiding services for their benefit and, finally, cultural competence, which means adapting the HS to the cultural specificities of the community served5.

According to Fracolli et al.3 and Ibanez et al.7, due to the lack of research to evaluate the performance of PHC, the Primary Care Assessment Tool (PCATool)8,9 was based on Donabedian10 theory on the evaluation quality of HS structure, process and results.

The publicly-owned instrument implemented by the World Health Organization (WHO) consists of a structured questionnaire that empirically measures the essential PHC attributes and derivatives through the evaluation of users8,9, managers and health professionals11, which has been adapted and validated in different countries, namely, Brazil11,12, South Korea13 and Catalonia-Spain14.

According to Donabedian10, the quality component of the structure corresponds to the characteristics of the service; the process refers to actions by health professionals and populations; and results reflect the health status achieved. Regarding the PCATool8,9 instrument, the attributes enable the evaluation of services’ structure and process. Longitudinality and coordination attributes involve both structure and process characteristics, while the structure aspect of services is strongly linked to the first contact access/sub-item accessibility and comprehensiveness/sub-item available services, whereas the process category is more involved in first contact access/sub-item use and comprehensiveness/sub-item services provided5.

To this end, this study aims to analyze the performance of PHC services worldwide, through studies available in the national and international literature in relation to the attributes originally proposed by Starfield5 in the PCATool instrument.

Methods

This is a systematic review built on the recommendations proposed in the Guide Preferred Reporting Items for Systematic Reviews and Meta-Analyzes - PRISMA15, based on studies that used the PCATool instrument to evaluate SH’s performance.

The PCATool appears as a questionnaire divided into sections by evaluated attribute, which are divided into essential attributes and their sub-items: first contact access, with sub-items accessibility and use; longitudinality; coordination, with sub-items integrated care and information system; and comprehensiveness, with sub-items available services and services provided.

The identification and selection of studies occurred from June to October 2015, independently by two trained researchers, through the guiding question: “Which studies evaluated the performance of PHC services worldwide using the PCATool instrument, from the user’s perspective?”

The main health databases consulted were the Latin American and Caribbean Health Sciences Literature (LILACS), Medical Literature Analysis and Retrieval System Online (MEDLINE), CAPES Journals Website, Scientific Electronic Library Online (SciELO), PubMed (US National Library of Medicine National Institutes of Health). The Pan American Health Organization (PAHO) and WHO databases were also included. Descriptors used in the search were “primary care assessment tool” and “PCATool” and in their Spanish and Portuguese versions.

Secondary data qualitative papers were excluded from the study whose evaluated users were tuberculosis patients, since in order to cover this condition, the PCATool instrument underwent considerable adaptations, theses, manuals, editorials and studies that exclusively evaluated professionals and managers. The inclusion criteria were original studies that applied the PCATool to target users, which evidenced defined performance classification criteria, i.e. a cut-off point from which the evaluated service could be classified as adequate to PHC principles.

In total, 466 papers were identified, of which 311 were excluded due to duplication within and between the databases, leaving out 155 papers, which were analyzed. Then, applying the exclusion criteria, 83 studies were fully analyzed. In the end, applying the inclusion criteria, we analyzed 22 original papers that implemented the PCATool to users which included, at least, an essential or derivative attribute in the instrument and that defined a minimum value for the performance of the evaluated PHC services.

Regarding the services’ performance assessment, studies evaluated used different methods, and 19 studies used the Likert-type scale with an adjusted score from zero to ten. Of these, one paper16 considered satisfactory performance values above 7.0; 11 papers17-29, values equal to or above 6.6; one paper27, values above 4 and 6 papers19,30-34, values above 3.0. Another 3 papers adjusted the Likert scale from 0 to 100, and 2 studies35,36 evaluated the performance of services according to the percentile achieved by the attribute and one study37 classified values of 50% or greater as satisfactory. In this study, as a form of standardization, attributes related to the performance of services were classified as adequate and inadequate, according to the papers evaluated.

Results

Chart 1 lists 22 studies published between 2007 and 2015, of which 15 (68.20%) are Brazilian16-18,20-30,37 , 3 (13.63%) are Canadian31,32,34, 2 (9,09%) Korean33,35, one (4,54%) is Spanish19 and one (4,54%) Chinese36. Only one (4.54%) study was implemented in two stages, before the health reform in Quebec and then34, all the others were applied in a single stage. Four (18.2%) studies were applied in different PHC services to compare them to each other21,26,28,35.

Chart 1
Matrix analyzing studies included in the systematic review on the use of the PCATool instrument in the evaluation of the performance of Primary Health Care services worldwide.

Regarding the studied population, 8 (36.36%) studies addressed only the child user population17-19,22,23,25,26,30, through the application of PCATool to caregivers, 6 (27.27%) papers covered the adult population20,28,29,33,34,36, 5 (22,73%) evaluated services in the adult and child population27,31,32,35,37, 2 (9,1%) targeted the elderly population16,21 and 1 (4.54%) focused on adult women as the research subject24.

Regarding the type of services evaluated, eight studies exclusively evaluated Family Health Strategy (FHS)16,17,20,24,25,27,29,30, one exclusively addressed “traditional” primary care clinic (UBS)37, two jointly evaluated FHS and UBS18,22, two evaluated comparatively FHS versus UBS21,26, two evaluated FHS in comparison with other PHC services (Health Center and Community Health Worker Program - PACS)23,28. In relation to Canadian studies, one evaluated only the services provided by the Family Medicine Group34 and two evaluated several PHC services: Group practice, Solo practice, Stand-alone walk-in clinic and Community Health Centers (CHCs)31,32. With regard to Korean studies, one evaluated services from CHCs and private clinics offering general practice, general surgery, family medicine, gynecology and obstetrics services33 and the other evaluated PHC services in private clinics, school hospitals, public health centers and clinical cooperatives35. One Chinese study evaluated only CHCs36 and the Spanish study assessed the Catalan population ascribed to Arees Integrals de Salut19. Two studies jointly evaluated urban and rural population31,32, and one study exclusively evaluated the rural population25(Table 2).

Table 2
Performance of attributes according to studies that used the PCATool instrument.

The most evaluated attributes were longitudinality (24), first contact access/sub-item accessibility (19), community orientation (18) and family orientation (15). The least evaluated were cultural competence (2) and comprehensiveness (7).

Regarding the performance of services, derivative attribute cultural competence achieved the highest percentage of adequate performance (100%); first contact access attribute showed a low adequate performance (33.33%), as well as its sub-item accessibility (15.78%), while sub-item use showed a high adequate performance (71.42%); essential attribute longitudinality showed an adequate performance (62.50%); attribute coordination showed a lower performance than its sub-item integrated care (35.71% and 54.54%, respectively); finally, attribute comprehensiveness showed a lower performance than its sub-item services provided (50%) and higher performance than its sub-item available services (25%).

Discussion

The PCATool instrument is recent in the evaluation of PHC services, which justifies the publication period of the studies found (2007 and 2015). Its first version was shown in 2000 to evaluate services provided to the child user9, followed by the mirrors instruments for the evaluation of services by adult users8, by professionals and by health service providers11. In Brazil, the original version of the instrument was adapted and validated for existing PHC services in the country by Almeida and Macinko12, conducted in the city of Petrópolis, and by Harzheim et al., applied to PHC services in Porto Alegre, Rio Grande do Sul.

This study evidenced that most of the studies listed were performed in Brazil. This is due to the following reasons: a) in 2010, the Ministry of Health launched/introduced the PHC Evaluation Instrument Manual (PCATool-BR)11, an adaptation of the original instrument made by Harzheim et al.39 for the evaluation of PHC services from the perspective of adult and child users, health professionals and managers; b) in the manual, the Ministry of Health recommends that the instrument be used for the evaluation and monitoring of PHC quality as a routine of the Family Health teams, at various levels of management and for academic use; c) Brazil, as well as Canada, which presented the second largest representation in the sample, have PHC-oriented health systems. Thus, an instrument for evaluating the performance of health services is very useful in feeding and feeding back policies geared to the sector3.

In relation to the evaluation of attributes, cultural competence had the best performance, however, it appeared only twice in the papers analyzed, which does not allow us to infer that this attribute is strongly incorporated in PHC services. One of the factors that may explain the low frequency found may be the non-inclusion of this attribute in the PCATool-BR11 instrument, although it is included in the original version for the assessment of adults8 and its evaluation encouraged in later publications5.

The first contact access attribute and its sub-item accessibility had poor performance, both making up part of the evaluation of HS structure according to the Donabedian model5,10. The low performance found may reflect geographical and organizational barriers to PHC services, such as reduced facility working hours, difficulties faced in scheduling appointments, and waiting time at the facility in order to be serviced. This low percentage impairs individual comprehensive health care, since, when faced with access barriers, health care tends to be postponed, hampering the impact of possible prevention actions, incurring future additional expenses5. However, first contact access attribute’s sub-item use, corresponding to Donabedian10 process category, had a high performance, suggesting that the user seeks health services whenever necessary11, before visiting a service of greater specialization2,5. Thus, its high performance may indicate that, while there are structural hurdles in accessing the evaluated services, users recognize PHC services as their primary source of health care.

The longitudinality attribute, belonging to process category10, had the third best evaluation in this review. Longitudinality is not an exclusive PHC attribute, but is essential to it. It develops insofar as users identify the location or provider of PHC services as their usual source of health care5. In this respect, the definition of an ascribed population, a PHC4 characteristic, and the universal access to healthcare in Brazil through expanded FHS24can be variables that explain the good performance found.

The essential attribute coordination and its sub-items integrated care and information system had low adequate performance. To achieve a satisfactory coordination, PHC and subspecialty care must be closely linked through appropriate communication and a strengthened referral and counter-referral system. The low performance of the attribute may show flaws in this interrelationship, which evidences the need for greater integrated and articulated PHC in the HS4.

In the same perspective, the essential attribute comprehensiveness and its sub-item available services had inadequate performance, below sub-item services provided. The low performance found can show the critical difficulty of assessed HS in PHC in offering a complete range of individual health-related needs and in making available the resources needed to include them5. Comprehensiveness requires different levels of complexity in health promotion, prevention, recovery and rehabilitation services6,22 from health counseling to small surgeries8. The good performance of comprehensiveness demands constant investments in physical, material and human resources, which requires assigning to PHC its real significance and not to be characterized as a service of low complexity and requiring low investment4. However, comprehensiveness sub-item services provided had a better performance, evidencing a greater capacity of the facility to provide services well rather than to supply a greater variety of these services.

With the exception of cultural competence, the attributes community orientation and family orientation evidenced the worst performance rates of the entire study. According to Starfield5, a high level of achievement of the exclusive and fundamental qualities of PHC results in these three derivative attributes. The low performance achieved by family orientation and community orientation may be associated with a difficulty in PHC services evaluated to provide comprehensive care geared to family and community, being still far from the of Social Production of Health model6.

However, some limitations should be pointed out: the difficulty of finding studies that presented a defined and standardized classification of adequate performance of PHC services; studies that evaluated, in a limited way, only some attributes; the non-homogeneity of PHC services; the limitations of the PCATool itself, considering that all the attributes showed the same weight in the orientation of PHC services, as well as, the conception that the quality of PHC services are included in the attributes of the instrument.

Conclusion

This review shows an overview of the performance of PHC services worldwide based on studies that have used PCATool as an assessment tool. We found that some attributes of assessed PHC services – cultural competence, service use and longitudinality – were well evaluated. However, other attributes – first contact access, first contact access/accessibility, comprehensiveness, family orientation and community orientation – evidenced weaknesses. It was observed that most of the evaluated services are Brazilian and represented by UBS and FHS, whose performance still requires improvement. Therefore, considering the PHC model addressed in the PCATool, the need to strengthen the process and structure components for better PHC performance is highlighted.

Acknowledgment

This work was performed with the support of the Coordination for the Improvement of Higher Education Personnel (CAPES), a Brazilian Government body geared to the training of human resources.

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Publication Dates

  • Publication in this collection
    June 2017

History

  • Received
    28 Dec 2015
  • Reviewed
    19 July 2016
  • Accepted
    21 July 2016
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